Delphin Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,347,326
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
Delphin Investments primarily serves institutional investors through pooled onshore and offshore private investment funds and through separate‑account OCIO engagements, and it also lists sophisticated individual investors among its client types. The firm manages discretionary assets across strategies including a proprietary Global Tactical Asset Allocation model, a U.S. small‑cap equity strategy, a Cayman‑domiciled Caribbean Resilience Fund, and the AIMCOV200 fund.
Delphin’s investment process combines a proprietary asset‑allocation model and expected‑return forecasts with cost‑conscious implementation and active risk management; its small‑cap approach is deliberately diversified across GARP, dividend payers, momentum, and value‑oriented substyles. For its Caribbean Resilience Fund the firm maintains a curated Pan‑Caribbean index (DIPCRI) with explicit inclusion criteria and emphasizes direct private‑market and SME opportunities, supported by periodic reporting and portfolio monitoring through its OCIO service.
Compared with many peers, Delphin supplements core asset management with financial product offerings and investment technology, including the MyCIOWorkbench platform and the CapEqui private‑markets database, in addition to acting as manager to onshore and offshore funds with performance‑based compensation. The combination of a regional, SME‑focused fund, an internal regional index, and the sale of investment technology and private‑market dealflow is atypical for a firm of its reported size.
Client services
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Investment management technology systems
Expertise
Active portfolio management
Private / alternative investments
Factor investing / smart beta
Occupation focus
Founder/Business Owner
Executive
Demographic focus
Immigrants
Fee options
$0 - $5 million: 2.00% $5 million - $25 million: 0.75% $25 million - $50 million: 0.60% $50 million+: 0.50%
20% incentive/performance fees on Onshore and Offshore Funds net gains, subject to conditions
Account minimum: $1,000,000 Minimum fee: OCS requires a minimum retainer of $20,000 (may be reduced at DI's discretion)
Main office location
Delphin Investments
New York NY, United States
Number of offices
1
Most active in
Delphin Investments has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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