Delta Capital Investments, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Delta Capital Investments serves primarily high‑net‑worth individuals and a range of retirement and institutional clients, including defined benefit plans, participant and non‑participant directed defined contribution plans, endowments, and foundations. The firm offers asset‑allocation advice through third‑party model programs, assistance selecting 401(k) plan investment options (pension consulting), and financial planning on an as‑needed basis.
The firm provides non‑discretionary investment advice centered on mutual‑fund based asset allocation models (including SEI Asset Allocation and Private Client Models) and applies Modern Portfolio Theory with systematic quarterly rebalancing. Implementation and day‑to‑day portfolio management are performed by third‑party managers and platform providers (for example, SEI, FPAS and sub‑advisers); the firm does not take custody of assets or accept discretionary trading authority.
Distinctive elements include an explicit focus on pension and 401(k) consulting—an offering that is uncommon among solo independent advisors—while concurrently not providing direct portfolio management for individual, non‑HNW retail clients. The firm also operates with a single advisor who maintains significant outside employment as an airline pilot and relies entirely on third‑party advisors for investment implementation, which shapes its advisory and operational model.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
$0 - $500,000: 1.5% $500,001 - $1,000,000: 0.8% $1,000,001 - $2,000,000: 0.6% $2,000,001+: 0.4% $0 - $500,000: 0.85% $500,001 - $1,000,000: 0.55% $1,000,001+: 0.35% 0+: 0.50%
Account minimum: $1,000,000 Fee-only: Financial planning services provided on an as-needed basis at no additional cost
Main office
Hillsborough CA
Advisors at this office
1
Most active in
California · Texas
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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