A complete list of active advisors currently associated with DES Financial Group, LLC

Warmer can help you find a great advisor at DES Financial Group, LLC or one who fits your needs even better.

DES Financial Group provides discretionary investment management and financial planning primarily for individual and high‑net‑worth clients, managing roughly $34.1 million across its client accounts. Services include portfolio construction using stocks, bonds, ETFs, options, mutual funds and other public and private investments, along with written financial plans, hourly consultations, or fixed‑fee planning projects. The firm designs client portfolios based on stated goals, risk tolerance and time horizon, conducts periodic reviews and rebalances, and uses outside research sources to inform investment decisions. Custody and execution are generally conducted through LPL Financial, and the firm discloses use of strategies such as options, short sales and alternative investments where appropriate. What is distinctive about the firm is that its advisory practice is linked with broker‑dealer registration and insurance licensing: representatives are registered with LPL Financial and are licensed insurance agents, which allows the sale of commissionable securities and insurance products and the receipt of related compensation and trail fees. The brochure discloses potential conflicts from those activities, describes the firm’s Code of Ethics and supervisory controls, and notes custodial procedures (including standing letters of instruction and receipt of certain non‑soft‑dollar support from LPL) that differ from many independent advisory firms.

To learn more about the advisors currently working at DES Financial Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.