A complete list of active advisors currently associated with Dew Point Capital

Warmer can help you find a great advisor at Dew Point Capital or one who fits your needs even better.

Dew Point Capital is an SEC-registered advisory firm that provides fee-based discretionary portfolio management, financial planning, retirement income planning, and retirement plan consulting to individuals (including high-net-worth clients) as well as pension plans, trusts, estates, charitable organizations, and businesses. The firm reports roughly $512 million in client assets under management and offers custom portfolio management across a range of securities. The advisor emphasizes a strategic allocation approach intended to reduce risk and improve performance, employing fundamental and cyclical analysis and primarily following a long-term purchase strategy while periodically making short-term adjustments. Portfolios may include exchange-listed and over-the-counter securities, mutual funds, ETFs, corporate debt, government securities, and cash positions used as hedges or for income and dividend enhancement. Noteworthy disclosures in the brochure include a 2017 FINRA settlement in which the firm’s principal accepted a $5,000 fine and a two-month broker-dealer suspension related to mutual fund share transactions. The firm also manages a comparatively large number of client relationships for a four-advisor team (509 clients) and discloses a referral arrangement with a private-credit manager (Yrefy) for accredited-investor student-loan investments, for which it receives referral fees and may not charge its advisory fee on assets invested in that program.

To learn more about the advisors currently working at Dew Point Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.