A complete list of active advisors currently associated with DFG Investments and Tax LLC

Warmer can help you find a great advisor at DFG Investments and Tax LLC or one who fits your needs even better.

DFG Investments and Tax LLC provides ongoing portfolio management and financial planning to individuals (including high‑net‑worth clients), pension and profit‑sharing plans, charitable organizations, and business entities. Services include creating written investment policy statements, monitoring portfolios, and advising on sector‑diversified individual equity strategies as well as mutual funds, ETFs, REITs, fixed income, and insurance products. The firm’s investment approach relies on long‑term trading informed by cyclical and fundamental analysis and modern portfolio theory, with client accounts reviewed at least monthly and recommendations documented in each client’s IPS. DFG Investments and Tax operates primarily on a non‑discretionary basis—advice is provided but the firm does not accept trading discretion over client accounts—and requires clients to custody assets with specified custodians, from which it receives research and service benefits. Noteworthy for a one‑advisor independent firm, the principal maintains active roles in the insurance business and in accounting services, and the brochure discloses these affiliations and how related conflicts are handled and documented. The firm reports virtually all assets as non‑discretionary, does not participate in wrap fee programs, and does not accept performance‑based fees.

To learn more about the advisors currently working at DFG Investments and Tax LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.