Denver, NC Office

The firm provides discretionary investment management and financial planning to individuals, high‑net‑worth clients, and qualified retirement plans, and it offers ERISA 3(38) investment‑manager services for sponsors of 401(k), 403(b), pension and similar plans. It also delivers participant education and consulting services and may arrange for or hire sub‑advisors to manage all or portions of client accounts.

Diamond Ivy tailors portfolios to clients’ stated objectives, time horizons and risk tolerances and uses tools such as Monte Carlo simulation and Modern Portfolio Theory to inform allocation and long‑ and short‑term strategies; account reviews and rebalancing are performed periodically and as market conditions warrant. For plan clients the firm assists with investment policy statements, selection of qualified default options, and assumes fiduciary responsibility for selection and monitoring of plan investment lineups while excluding certain illiquid or non‑public assets from its scope.

Noteworthy features for a firm of this profile include offering pension consulting and formal 3(38) plan services, providing financial planning on both hourly and fixed‑fee bases, and maintaining disclosed affiliations with insurance and coaching businesses that may generate additional compensation. The firm also routinely selects other advisers or sub‑advisors to carry out investment management rather than relying exclusively on in‑house strategies, and it does not act as a private‑fund adviser.