DIB Investment Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides non‑discretionary investment management to individuals, trusts, and investment companies through model equity strategies labeled for growth or value. Portfolios are built from a broad basket of individual equities and generally do not rely on mutual funds except for cash sweep purposes.
Investment selection is formula‑driven using research from a First Trust Unit Investment Trust service and related software; the methodology identifies growth and value holdings and the firm monitors those model portfolios regularly while limiting ad hoc changes outside the formula. Clients retain implementation control and, for clients who prefer, the firm also offers an ongoing consultation service that notifies clients of recommended trade decisions for execution at the client’s chosen broker‑dealer.
Distinctive features include the managing member’s registrations with a broker‑dealer and as an insurance producer, and the firm’s receipt of 12b‑1 distribution payments and other economic benefits through an institutional relationship with a clearing broker‑dealer. The firm also requires use of its affiliated introducing broker and participates in an institutional program that provides operational services and potential conflicts of interest that are less common among peer investment managers; the managing member also maintains an unrelated business interest that occupies a portion of his time.
Client services
Expertise
Fee options
$0 - $100,000: 2% $100,000 - $1,000,000: 1% $1,000,000+: Negotiable
Firm is SEC-reported to offer commissions; also, principals receive 12b-1 distribution fees from investment companies.
Account minimum: $100,000
Main office
31313 Northwestern Hwy, #205
Farmington Hills MI 48334
Advisors at this office
1
Most active in
Michigan
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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