Diccianni Financial Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$124,780,065
Clients
316
Advisors
2
of 4 employees
About
Diccianni Financial Group provides investment advisory services to individuals, high‑net‑worth clients, and pension plans through wealth management, tax planning, and estate planning engagements. The firm offers discretionary portfolio management and, for assets held at DFG, provides estate settlement assistance at no additional charge.
The firm's investment approach centers on a strategic asset allocation with passively‑managed index and exchange‑traded funds as the core holdings, supplemented by individual equities and actively‑managed funds where opportunities arise, and portfolios are globally diversified. Client programs are documented in an Investment Policy Statement and, where engaged, managed on a discretionary basis with ongoing monitoring and rebalancing.
Advisors at Diccianni Financial Group also serve as registered representatives of Leigh Baldwin & Company and are licensed insurance agents, a dual role disclosed in the brochure that can result in commission‑based recommendations alongside fee‑based advisory services. The firm also combines assets held in its broker‑dealer capacity with advisory assets when determining advisory fee breakpoints (labeling those holdings “non‑billable”), and it transitioned from state to SEC registration on July 1, 2025.
Client services
Expertise
Fee options
$500,000 - $1,000,000: 1.15% $1,000,001 - $2,000,000: 1.05% $2,000,001 - $3,000,000: 0.95% $3,000,001 - $5,000,000: 0.90% $5,000,000 - $10,000,000: 0.80% Above $10,000,000+: 0.75%
Registered representatives earn commissions on securities and insurance products sold, separately from advisory fees
Account minimum: $500,000 Minimum fee: $2,000 per annum minimum fee may be imposed
Main office
333 West Germantown Pike
East Norriton PA 19403
Advisors at this office
2
Most active in
Nebraska · New Jersey · North Carolina · Pennsylvania
Also doing business as
Argus Financial Group, Inc. · Diccianni Financial Group, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Luc L
Series 65, Series 63
East Norriton, PA
Diccianni Financial Group, Inc.
Luc Lawson is a financial advisor with Diccianni Financial Group, Inc., holding Series 65 and Series 63 licenses and bringing five years of industry experience. He has worked with Leigh Baldwin & Co., LLC and 1847 Financial, among other firms. Lawson holds a non-investment related license in Life, Accident and Health Insurance. Diccianni Financial Group provides investment advisory services to individuals, high-net-worth clients, and pension plans, focusing on strategic asset allocation using passively managed index and exchange-traded funds complemented by individual equities and actively managed funds. The firm offers discretionary portfolio management and estate planning services, maintaining ongoing monitoring and rebalancing according to client investment policies.
Cynthia D
ChFC®, Series 63, Series 65
East Norriton, PA
Diccianni Financial Group, Inc.
Cynthia Diccianni is a financial advisor at Diccianni Financial Group, Inc. with 26 years of industry experience. She holds the ChFC® designation and Series 63 and 65 licenses. Prior to founding her firm in 2012, she has also been associated with Leigh Baldwin & Co., L.L.C. since 2001. She serves as vice chair of the Montgomery County Foundation, a nonprofit organization. Diccianni Financial Group provides personalized wealth management, tax planning, and estate planning services to individuals, high-net-worth clients, and certain pension plans. The firm employs a strategic asset allocation approach using passively managed index funds and ETFs, supplemented by select individual equities and actively managed funds, with portfolios that are globally diversified and regularly monitored.
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