Differential Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,000,000
Clients
4
100% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
LowAverage account size
$1,000,000
About
The firm is a fee-based, state-registered investment adviser that provides discretionary portfolio management for individuals, including high-net-worth clients. It offers three account programs (Venture, Matrix, and Lattice) and manages separate accounts invested in cash, exchange-listed equities, ETFs, options, bonds, REITs and other instruments.
The adviser operates with full trading discretion and applies a mix of fundamental, technical, ETF and options analysis, using both short- and long-term strategies and offering hedging when appropriate. Some accounts are governed by incentive (performance-based) compensation arrangements—structured in accordance with Rule 205‑3—while other accounts pay asset‑based fees; the firm describes processes to mitigate side‑by‑side conflicts by differentiating time horizons and turnover across account types.
Notable features include the firm’s uncommon use of performance‑based fees versus most independent peers and its relatively small, concentrated book of fully discretionary assets (about $3 million at the stated reporting date). The firm is a single-owner practice whose principal has a long history as an independent trader and also maintains a concurrent management‑consulting practice; it recommends a specific custodian (Interactive Brokers) and discloses the potential for—but currently no receipt of—soft‑dollar benefits.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Real estate investing
Fee options
$0 - $100,000: 1.0% annually $100,000 - $250,000: 0.9% annually $250,000 - $750,000: 0.8% annually $750,000 - $3,000,000: 0.6% annually $3,000,000+: 0.5% annually
20% quarterly incentive allocation fee on net income for qualified Venture Accounts
Account minimum: $50,000
Main office location
Differential Capital LLC
Merrick NY, United States
Number of offices
1
Most active in
Differential Capital LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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