A complete list of active advisors currently associated with Diogenes Financial LLC

Warmer can help you find a great advisor at Diogenes Financial LLC or one who fits your needs even better.

Diogenes Financial LLC provides discretionary portfolio management and hourly financial consulting primarily for individuals and individual retirement accounts, and it also accepts engagements with small businesses and retirement plans. Services described in the brochure include asset-based portfolio management, retirement and cash-flow planning, small-business financial consultations, and a one-time "aquatic consultation" offered for clients who prefer an outdoor meeting format. The firm builds personalized portfolios using fundamental, cyclical, and technical analysis and accommodates ESG or other client-imposed restrictions, managing stocks, bonds, ETFs and select derivative instruments. The brochure discloses the use of equity options (including short puts and covered calls) for income and hedging, and it highlights ERISA fiduciary responsibilities and the specific risks and leverage implications associated with derivative strategies. Compared with many solo independent advisers, Diogenes Financial combines a small, boutique scale—roughly $10.6 million in AUM and about two dozen clients—with a broader client mix that explicitly includes small businesses and retirement-plan clients. The firm’s operating practices described in the brochure — quarterly asset-fee billing, custodial relationships that provide soft-dollar research and trading services, and documented code-of-ethics and trade-allocation policies — frame how it implements customized and sometimes leveraged strategies for a concentrated client base.

To learn more about the advisors currently working at Diogenes Financial LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.