A complete list of active advisors currently associated with Direct Financial Care

Warmer can help you find a great advisor at Direct Financial Care or one who fits your needs even better.

Direct Financial Care provides comprehensive financial planning, financial consulting, discretionary investment management, and retirement plan consulting to individuals (including high-net-worth clients), small businesses, and plan sponsors. The firm reports approximately $232.6 million in discretionary assets under management and additionally advises on about $40.1 million of held-away assets for roughly 97 clients, operating with a two-advisor team. The firm primarily uses a passive investment approach, constructing portfolios from low-cost index mutual funds and ETFs and employing weekly reviews to identify drift and rebalance as needed, while supplementing with third-party research for select individual securities and bonds. Investment management is typically discretionary, and clients may impose reasonable restrictions on holdings for values-based or other preferences; the firm also relies on account aggregation and custodial reporting to monitor held-away assets. Distinctive aspects include the combination of a small advisory team overseeing relatively large discretionary assets alongside a material amount of assets under advisement, reflecting a mix of directly managed and held-away relationships. Operational practices that may be noteworthy to prospective clients include the firm’s primary custodian relationships (including Charles Schwab), use of standing letters of authorization and fee-deduction arrangements that create constructive custody subject to written safeguards, and limited assistance with simple estate planning documents via a web-based application.

To learn more about the advisors currently working at Direct Financial Care, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.