Directional Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Directional Advisors provides discretionary investment management, financial planning, and consulting to a mix of individual clients (including high-net-worth clients), trusts, estates, non-profits, and business entities. The firm reports managing roughly $43 million across its client relationships and also offers ongoing, non-discretionary advisory reviews for held-away employer plans and plan participants.
The firm follows a goals-based investment process that ties portfolio construction to each client’s specific objectives and incorporates business-cycle analysis to adjust allocations—tending to increase risk exposure in expansions and reduce it in contractions. Portfolios are generally concentrated in a defined set of asset classes (primarily ETFs, equities, fixed income, municipal securities) and the adviser may employ options and other hedging techniques as tactical risk-controls.
Noteworthy for a small advisory team, Directional Advisors provides held-away 401(k) participant services and family-office–type offerings that the brochure discloses can create incentives to recommend in-house services. The firm is state-registered (recently noted as no longer SEC-registered), has adopted a formal Code of Ethics (including the CFA Code), and does not accept proxy-voting authority for client securities.
Client services
Expertise
Fee options
$1,000 - $5,000 for financial planning and consulting
1.5% annually
$250 per hour
Main office
Lewisville TX
Advisors at this office
3
Most active in
Texas
Also doing business as
Directional Advisors · Franklin Parker Financial · Franklin Parker Financial, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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