Dirigo Financial LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dirigo Financial serves individual and high‑net‑worth clients by providing asset management alongside financial planning and consulting services. The firm also provides consulting to employee benefit plans, including 401(k) plans, supplementing its retail portfolio management offerings.
Investment decisions are informed primarily by fundamental analysis and a long‑term strategy, with portfolios tailored to each client’s goals, demographics, and risk tolerance. Clients receive written plans and ongoing supervision with periodic reviews and the ability to impose reasonable, case‑by‑case investment restrictions.
A distinctive aspect of the firm is its pension consulting practice, which includes creating written plan documents, recommending and monitoring money managers and other service providers, and advising on plan objectives—an area uncommon among similar independent advisers. The firm is newly established (formed in 2024 and licensed in 2025) and discloses an affiliation with another registered adviser, which it manages through policies intended to address potential conflicts of time and attention.
Client services
Expertise
Fee options
$0 - $499,999: 1.00% $500,000 - $1,250,000: 0.75% $1,250,001 - $3,000,000: 0.50% $3,000,001+: 0.35%
$250 per hour for financial planning and pension consulting services
Main office
North Berwick ME
Advisors at this office
1
Most active in
Maine · New Hampshire
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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