Dirigo Private Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$23,000,000
Clients
36
Advisors
1
of 1 employees
About
Dirigo Private Wealth is an independent, single-advisor registered investment adviser that serves individual investors, high-net-worth individuals, and retirement plans. The firm provides discretionary portfolio management, financial planning (both included in asset-based management and available as standalone engagements or monthly retainers), sub‑advisory services to other advisors, and may recommend annuity products.
The firm’s sole adviser customizes portfolios using a percentile-based asset allocation framework and employs both fundamental and technical analysis, generally favoring longer-term holdings while allowing shorter-term trades for rebalancing or tactical needs. DPW may also recommend unaffiliated independent managers for portions of client portfolios and conducts initial and ongoing oversight and due diligence to align those managers with client objectives.
Unlike many peers, DPW regularly organizes educational seminars and events and charges separate admission fees to attendees, with the firm disclosing it may receive compensation for those events. The firm manages roughly $24.8 million for 36 clients, requires clients to establish accounts at its recommended qualified custodian, and provides sub‑advisory and annuity-related services that can create compensation streams separate from its asset-based advisory fees.
Client services
Expertise
Fee options
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.85% $3,000,001+: Negotiable
Compensation for purchase of annuity products as determined by the issuing company; DPW does not receive commissions for securities transactions except annuities
Monthly retainer fees for stand alone financial planning services, amount determined case-by-case
Fee-only: Stand alone financial planning fees charged as a one-time fee or monthly retainer, amount determined on case-by-case basis
Main office
7501 Oak Haven Trace
Nashville TN 37209
Advisors at this office
1
Most active in
Louisiana · Tennessee · Texas
Also doing business as
Dirigo Private Wealth · Dirigo Private Wealth, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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