Disciplined Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$1,758,177
Clients
30
0% high-net-worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
30
HighAverage account size
$58,606
About
Disciplined Wealth Management provides ongoing wealth management through investment supervisory services primarily for individual and retirement accounts, and it also offers consultation services to 401(k) plan sponsors and participants. The firm additionally provides subadvisory research and trade recommendations to other registered investment advisers, delivering advice that those advisers may use with their clients.
The firm employs a quantitative, model-driven approach that monitors daily equity and bond indicators across more than 25 asset groups to determine allocations for models ranging from conservative to aggressive. Direct client accounts are managed primarily in mutual funds (with some use of leveraged funds or ETFs in certain programs), and portfolios are continuously adjusted according to model objectives while allowing clients to place reasonable investment restrictions.
Noteworthy for a firm of its size, Disciplined Wealth Management serves as a subadvisor and provides plan-sponsor advice — services that are less common among similar advisers — and it sends model trade suggestions to third‑party advisers while executing trades in its own accounts. The brochure discloses a past SEC enforcement matter involving the firm’s owner related to performance advertising (a $5,000 fine in 2000 and a change in performance practices), and the firm maintains constructive custody by arranging fee deduction through a recommended custodian rather than permitting client choice of custodian.
Client services
Portfolio management
Expertise
Passive / index investing
Fee options
1.5% annually
Main office location
Disciplined Wealth Management, LLC
Littleton CO, United States
Number of offices
1
Most active in
Disciplined Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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