Dishmi Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dishmi Capital provides discretionary investment management and related advisory services to a range of clients, including individuals (notably high net worth individuals), trusts and business entities, as well as employer-sponsored retirement plans. The firm offers a sponsored wrap-fee portfolio program and retirement plan consulting, and also recommends third‑party money managers and private placement services as part of its service set.
The firm manages wrap accounts on an individualized basis and applies Modern Portfolio Theory while employing a broad toolkit of strategies — including long‑ and short‑term positions, trading, margin, options and short sales — with portfolios tailored to clients’ objectives, risk tolerances and any reasonable client restrictions. For retirement plan clients, Dishmi acknowledges its ERISA fiduciary role (under Section 3(21) or 3(38) as designated in the consulting agreement) and provides ongoing plan monitoring, investment policy assistance and participant education.
What is noteworthy about Dishmi compared with many peers is its combination of sponsoring a wrap fee program while also providing pension consulting and institutional portfolio management alongside high net worth individual services — a mix that is uncommon among advisers in its regulatory peer group. The firm manages a material discretionary asset base relative to a modest client roster, discloses affiliations with other advisory firms and relies on institutional platform services from major custodians, arrangements it identifies as potential conflicts and describes procedures to mitigate.
Client services
Expertise
Main office
251 South Lake Ave, Suite 800
Pasadena CA 91101
Advisors at this office
4
Most active in
California · Nevada · New York · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Veronika L
Series 66
Pasadena, CA
Dishmi Capital, LLC
Veronika Lysyanska is a financial advisor at Dishmi Capital, LLC with nine years of industry experience. She holds a Series 66 designation and has worked previously at Morgan Stanley, TD Ameritrade, Caerus Investment Advisors, and Rillhurst Capital. Dishmi Capital provides discretionary investment management and advisory services to individuals, trusts, business entities, and employer-sponsored retirement plans. The firm combines a wrap-fee portfolio program with pension consulting and institutional portfolio management, employing a range of investment strategies tailored to client objectives and risk tolerances.
Shang C
Series 66, Series 63, Series 65
Pasadena, CA
Dishmi Capital, LLC
Shang Chou is a financial advisor at Dishmi Capital, LLC with seven years of industry experience. His background includes roles at Goldman Sachs & Co. LLC, JPMorgan Securities LLC, and Simplify Asset Management. He holds Series 66, Series 63, and Series 65 licenses. Dishmi Capital provides discretionary investment management and advisory services to high net worth individuals, trusts, business entities, and employer-sponsored retirement plans. The firm offers a sponsored wrap-fee portfolio program and retirement plan consulting, combining institutional portfolio management with services for high net worth clients.
Joshua B
Series 65, Series 66
Pasadena, CA
Dishmi Capital, LLC
Joshua Benson is a financial advisor at Dishmi Capital, LLC with three years of industry experience. He holds Series 65 and Series 66 designations and has prior work history with Apollo Global Management, Pimco, Pacific Life, and Western Asset Management. Dishmi Capital provides discretionary investment management and advisory services to individuals, trusts, business entities, and employer-sponsored retirement plans. The firm utilizes a variety of strategies tailored to client objectives and manages wrap accounts individually, while also offering pension consulting and institutional portfolio management alongside high net worth individual services.
Michael C
Series 66
Pasadena, CA
Dishmi Capital, LLC
Michael Cheung is a financial advisor at Dishmi Capital, LLC with 16 years of industry experience. He holds a Series 66 designation and has worked at Caerus Investment Advisors, LLC since 2014. Outside of his advisory role, he is the managing member of S3 Ventures, LLC, a holding company for angel investments. Dishmi Capital provides discretionary investment management and advisory services to individuals, trusts, business entities, and employer-sponsored retirement plans. The firm offers a sponsored wrap-fee portfolio program, retirement plan consulting, and access to third-party money managers, using a range of strategies tailored to clients' objectives and risk tolerances.
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