Dishmi Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dishmi Capital provides discretionary investment management and related advisory services to a range of clients, including individuals (notably high net worth individuals), trusts and business entities, as well as employer-sponsored retirement plans. The firm offers a sponsored wrap-fee portfolio program and retirement plan consulting, and also recommends third‑party money managers and private placement services as part of its service set.
The firm manages wrap accounts on an individualized basis and applies Modern Portfolio Theory while employing a broad toolkit of strategies — including long‑ and short‑term positions, trading, margin, options and short sales — with portfolios tailored to clients’ objectives, risk tolerances and any reasonable client restrictions. For retirement plan clients, Dishmi acknowledges its ERISA fiduciary role (under Section 3(21) or 3(38) as designated in the consulting agreement) and provides ongoing plan monitoring, investment policy assistance and participant education.
What is noteworthy about Dishmi compared with many peers is its combination of sponsoring a wrap fee program while also providing pension consulting and institutional portfolio management alongside high net worth individual services — a mix that is uncommon among advisers in its regulatory peer group. The firm manages a material discretionary asset base relative to a modest client roster, discloses affiliations with other advisory firms and relies on institutional platform services from major custodians, arrangements it identifies as potential conflicts and describes procedures to mitigate.
Client services
Expertise
Main office
251 South Lake Ave, Suite 800
Pasadena CA 91101
Advisors at this office
4
Most active in
California · Nevada · New York · Texas · Washington
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Veronika L
Series 66
Pasadena, CA
Dishmi Capital, LLC
Veronika Lysyanska is a financial advisor at Dishmi Capital, LLC with nine years of industry experience. She holds a Series 66 designation and has worked previously at Morgan Stanley, TD Ameritrade, Caerus Investment Advisors, and Rillhurst Capital. Dishmi Capital provides discretionary investment management and advisory services to individuals, trusts, business entities, and employer-sponsored retirement plans. The firm combines a wrap-fee portfolio program with pension consulting and institutional portfolio management, employing a range of investment strategies tailored to client objectives and risk tolerances.
Shang C
Series 66, Series 63, Series 65
Pasadena, CA
Dishmi Capital, LLC
Shang Chou is a financial advisor at Dishmi Capital, LLC with seven years of industry experience. He holds the Series 66, Series 63, and Series 65 registrations. His prior roles include positions at Goldman Sachs & Co. LLC, JPMorgan Securities LLC, and Simplify Asset Management. Dishmi Capital provides discretionary investment management and advisory services to individuals, trusts, business entities, and employer-sponsored retirement plans. The firm offers a wrap-fee portfolio program and retirement plan consulting, employing a range of strategies tailored to client objectives and risk tolerances.
Jessica V
Series 65
Pasadena, CA
Dishmi Capital, LLC
Jessica Vargas is a financial advisor at Dishmi Capital, LLC with a Series 65 designation and one year of industry experience. Her prior work includes roles at Empress Investment Group, Kinetic Agency, and Hottop Precision Mould. Dishmi Capital provides discretionary investment management and advisory services to individuals, trusts, business entities, and employer-sponsored retirement plans. The firm combines a sponsored wrap-fee portfolio program with retirement plan consulting and institutional portfolio management, applying Modern Portfolio Theory and a broad range of investment strategies tailored to client objectives and risk tolerances.
Michael C
Series 66
Pasadena, CA
Dishmi Capital, LLC
Michael Cheung is a financial advisor at Dishmi Capital, LLC with 16 years of industry experience. He holds a Series 66 designation and has worked at Caerus Investment Advisors, LLC since 2014. Outside of his advisory role, he is the managing member of S3 Ventures, LLC, a holding company for angel investments. Dishmi Capital provides discretionary investment management and advisory services to individuals, trusts, business entities, and employer-sponsored retirement plans. The firm offers a sponsored wrap-fee portfolio program, retirement plan consulting, and access to third-party money managers, using a range of strategies tailored to clients' objectives and risk tolerances.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)