Diversified Investment Services LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$29,300,000
Clients
157
4% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
157
Very HighAverage account size
$186,624
About
Diversified Investment Services LLC provides ongoing portfolio management and one-time financial planning to individual and high‑net‑worth clients. The firm documents client objectives in an Investment Policy Statement and offers discretionary management and regular portfolio monitoring.
The firm’s investment approach draws on multiple analysis methods — including fundamental, quantitative, technical, cyclical, and modern portfolio theory — and may employ both long‑ and short‑term trading as well as margin and options strategies. Portfolios can include mutual funds, ETFs (including precious‑metal ETFs), fixed income, real estate funds, annuities and non‑U.S. securities, and clients receive quarterly reporting from custodians.
A noteworthy feature disclosed in the brochure is that the firm’s principal is a licensed insurance agent and offers commissionable insurance and annuity products alongside advisory services, which the firm identifies as a potential conflict of interest. The firm also requires clients to use specified custodians (listing major institutional custodians) and describes receiving custodial research and other soft‑dollar benefits that may indirectly support its advisory operations.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Real estate investing
Annuities
Fee options
Financial planning fixed fees range from $50 to $250
0.0% to 2.0% annually (negotiable)
Main office location
Diversified Investment Services LLC
3200 Croasdaile Drive, Suite 402
Durham NC 27705, United States
Number of offices
1
Most active in
Diversified Investment Services LLC has reported serving >5 clients in these states in the last 12 months.
North Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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