Dividend Assets Capital, LLC logo

Dividend Assets Capital, LLC

Updated today

Client AUM

$467,730,515

Clients

382

Advisors

7

of 7 employees

About

Dividend Assets Capital, LLC provides discretionary portfolio management and related advisory services to a mix of individual clients (including high‑net‑worth individuals) and institutional clients such as pension plans, trusts, charitable organizations, and investment companies. Services include separately managed accounts, sub‑advisory arrangements, participation in wrap fee and UMA/SMA programs, and fee‑for‑hour financial planning on an as‑requested basis.

The firm’s investment process centers on dividend‑focused universes and strategies — including Dividend Growth Equity, Sustainable Dividend Growth, a North American Midstream Energy strategy, and an Equity Income strategy — with portfolios tailored by DAC portfolio managers and overseen by an Investment Committee. DAC also serves as sub‑adviser to a registered ETF (the DAC 3D Dividend Growth ETF), may invest client assets in that ETF, and notes that trade timing and execution can differ between the ETF and separate client accounts.

A number of operational features distinguish DAC from many peers: the firm is employee‑owned through an ESOP, it acts as a portfolio manager for wrap programs and as a model provider for UMA/SMA platforms, and it serves investment company and pooled vehicle clients as a sub‑adviser. DAC is also registered as an insurance agency and facilitates life‑insurance consultations (with commission sharing arrangements disclosed), offers a third‑party cash management program for which it receives a fee, and periodically sponsors client events and participates in industry conferences.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Wealth management ESG / Sustainable investing Retirement income strategy

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Fee options

Percentage

$0 - $2 million: 0.85% $2 million - $5 million: 0.70% $5 million - $10 million: 0.60% $10 million+: 0.50%

Commissions

DAC may share commissions with an independent insurance underwriter for life insurance products

Project-based

Financial planning services charged at $200 to $500 per hour

Other

Account minimum: $500,000 Minimum fee: $1,500 minimum annual fee for fixed income accounts over $4.5 million (negotiable) Fee-only: Financial planning services range from $200 to $500 per hour

Main office

58 Riverwalk Boulevard

Ridgeland SC 29936

Advisors at this office

7

Most active in

Arizona · Arkansas · California · Colorado · Connecticut · District of Columbia · Florida · Georgia · Maine · Maryland · Massachusetts · Michigan · Montana · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wyoming

Also doing business as

Dividend Assets Capital, LLC · Dividend Growth Advisors · Dividend Growth Advisors, LLC

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

William F

CFP®, Series 63

Ridgeland, SC

Dividend Assets Capital, LLC

William Ford is a CFP® with 27 years of industry experience, currently serving as an advisor at Dividend Assets Capital, LLC since 2019. His prior roles include positions at SQN Securities, LLC and American Century Investment Services, Inc. He is a non-voting limited partner in a non-investment related business consulting firm operated by his spouse. Dividend Assets Capital, LLC advises individual and institutional clients, focusing on discretionary portfolio management and financial planning. The firm emphasizes dividend-paying equities and midstream energy MLPs, offering customized model portfolios and serving as sub-adviser to the DAC 3D Dividend Growth ETF.

Wealth management ESG / Sustainable investing Retirement income strategy
user avatar

Emily H

Series 66

Ridgeland, SC

Dividend Assets Capital, LLC

Emily Harding is a financial advisor at Dividend Assets Capital, LLC with eight years of industry experience. She holds a Series 66 designation and has previously worked at Morgan Stanley, Kubiak Financial, Financial Innovations, and Moore & Associates Wealth Management. Dividend Assets Capital, LLC provides discretionary portfolio management and advisory services to individual and institutional clients, specializing in dividend-focused investment strategies. The firm is employee-owned and serves clients through separately managed accounts, sub-advisory arrangements, and participation in wrap fee and UMA/SMA programs.

Wealth management ESG / Sustainable investing Retirement income strategy
user avatar

Marc S

CFA®, Series 63, Series 65

Ridgeland, SC

Dividend Assets Capital, LLC

Marc Saurborn is a CFA® charterholder with nine years of industry experience. He is currently with Dividend Assets Capital, LLC, where he has worked since 2022. Prior to that, he was with Private Advisor Group, LLC and Patrumin Investors, LLC. Dividend Assets Capital, LLC provides discretionary portfolio management, financial planning, and sub-advisory services to individuals, including high-net-worth clients, as well as institutional and entity clients. The firm focuses on dividend-paying equities and midstream energy MLPs, offering customized portfolios and serving as sub-adviser to the DAC 3D Dividend Growth ETF.

Wealth management ESG / Sustainable investing Retirement income strategy
user avatar

Donald H

Series 65

Ridgeland, SC

Dividend Assets Capital, LLC

Donald Hingtgen is a financial advisor with Dividend Assets Capital, LLC, holding a Series 65 license and three years of industry experience. He has worked at T3 Trading Group, LLC since 2019 and operates Hingtgen AV Services, providing freelance audio engineering and event project planning for corporate and live music events. Dividend Assets Capital, LLC advises individuals, including high-net-worth clients, as well as institutional and entity clients, offering discretionary portfolio management, financial planning, and sub-advisory services. The firm focuses on dividend-paying equities and midstream energy MLPs, managing customized portfolios and serving as sub-adviser to the DAC 3D Dividend Growth ETF.

Wealth management ESG / Sustainable investing Retirement income strategy
user avatar

Robert D

Series 65

Ridgeland, SC

Dividend Assets Capital, LLC

Robert Dickson is a Series 65-licensed advisor with Dividend Assets Capital, LLC, bringing one year of industry experience. Prior to joining Dividend Assets Capital, he worked at Dickson Consulting, LLC and spent twelve years at Cardiac Assist, Inc. He also works as a sales representative for Sotheby's International Realty, earning commissions on referrals. Dividend Assets Capital, LLC advises individuals, including high-net-worth clients, and various institutional clients, offering discretionary portfolio management, financial planning, and sub-advisory services. The firm focuses on dividend-paying equities and midstream energy MLPs through strategies such as Dividend Growth and Sustainable Dividend Growth, and serves as sub-adviser to the DAC 3D Dividend Growth ETF.

Wealth management ESG / Sustainable investing Retirement income strategy
user avatar

Joseph K

Series 65

Ridgeland, SC

Dividend Assets Capital, LLC

Joseph Kilian is a financial advisor at Dividend Assets Capital, LLC with a Series 65 designation and one year of industry experience. Prior to joining Dividend Assets Capital in 2025, he worked at Benefit Focus from 2015 to 2024. Dividend Assets Capital, LLC advises individuals, including high-net-worth clients, as well as institutional and entity clients, offering discretionary portfolio management, financial planning, and sub-advisory services. The firm focuses on dividend-paying equities and midstream energy MLPs through customized model portfolios and serves as sub-adviser to the DAC 3D Dividend Growth ETF.

Wealth management ESG / Sustainable investing Retirement income strategy
user avatar

Michael D

CFP®, CFA®, Series 63, Series 66

Ridgeland, SC

Dividend Assets Capital, LLC

Michael Davidoff is a CFP® and CFA® with six years of industry experience. He is currently with Dividend Assets Capital, LLC and has previously worked at Larson Financial Holdings, Mnd Wealth Management, LifeSci Partners, Bank of Ann Arbor, and Wells Capital Management. Dividend Assets Capital, LLC provides discretionary portfolio management and advisory services to both individual and institutional clients, specializing in dividend-focused investment strategies. The firm is employee-owned and manages a range of portfolio types, including separately managed accounts and sub-advisory arrangements.

Wealth management ESG / Sustainable investing Retirement income strategy
View complete list of advisors at this firm
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