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Dixon and Company Wealth Management, LLC

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Client assets under management

$60,430,169

Clients

244

10% high-net-worth

Advisors

3

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

81

High

Average account size

$247,665

About

Dixon and Company Wealth Management is a small supported advisory firm that manages approximately $57.6 million for individual and high‑net‑worth clients. The firm provides discretionary portfolio management along with financial planning and short‑term financial coaching, advising across mutual funds, equities, fixed income, ETFs, real estate funds and options.

The firm documents client objectives in an Investment Policy Statement and typically manages accounts on a discretionary basis, employing fundamental, technical and cyclical analysis and a mix of long‑term and short‑term trading strategies, including options. It has also added third‑party analytical tools and AI to supplement research and administrative workflows, with advisor review of any output.

A notable distinction is that the firm’s advisors maintain insurance and broker‑dealer affiliations and offer commissionable insurance and variable insurance products, an outside business disclosed as a potential conflict of interest and not common among peers. Taken together with its use of options and short‑term trading, these affiliations mean clients should expect a mix of advisory and commissionable activities that the firm discloses and allows clients to accept or decline.

Client services

Financial planning Portfolio management Educational seminars or workshops Financial coaching

Expertise

Options & derivatives strategies Real estate investing Charitable giving tax strategies Cash flow / budgeting

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Fee options

Fixed

Comprehensive financial planning fees: $2,500 for net worth <$1M, $5,000 for $1M-$2.49M, $7,500 for $2.5M-$4.99M, $10,000 for $5M-$10M, 0.1% of net worth over $10M

Percentage

$10,000 - $99,999: 1.30% for non-financial planning clients; 1.20% for financial planning clients $100,000 - $499,999: 1.25% for non-financial planning clients; 1.15% for financial planning clients $500,000 - $999,999: 1.10% for non-financial planning clients; 1.00% for financial planning clients $1,000,000+: 0.95% for non-financial planning clients; 0.85% for financial planning clients

Commissions

Representatives may receive commissions for sale of securities and insurance products, but commissions are not the primary source of income

Project-based

$200/hour for hourly financial planning with 1 hour minimum

Other

Minimum fee: $100 annually for accounts between $5,000 and $10,000 Fee-only: Advisory fees charged as percentage of AUM or fixed fees for financial planning and coaching; commissions are secondary

Main office location

Dixon and Company Wealth Management, LLC

155 Sunnynoll Ct, Suite 101

Winston Salem NC 27106, United States

Number of offices

1

Most active in

Florida · North Carolina · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Tyler S

CFP®, Series 66

Winston Salem, NC

Dixon and Company Wealth Management, LLC

Tyler Schweigert is a CFP® with eight years of industry experience, currently serving at Dixon and Company Wealth Management, LLC. He has previously worked at Purshe Kaplan Sterling Investments and Pepsico, and he is the owner of Schweigert Enterprises. Schweigert is co-founder and co-host of The Financial Edge Podcast and is a contributing author to the financial education book Money & Stuff. Dixon and Company Wealth Management is a small supported advisory firm managing approximately $57.6 million for individual and high-net-worth clients. The firm provides discretionary portfolio management and financial planning, utilizing a mix of fundamental, technical, and cyclical analysis alongside long- and short-term trading strategies, including options.

Options & derivatives strategies Real estate investing Charitable giving tax strategies Cash flow / budgeting
user avatar

Benjamin S

CFP®, Series 63, Series 66

Winston Salem, NC

Dixon and Company Wealth Management, LLC

Benjamin Shamberger is a CFP® professional with 12 years of experience in financial advising, currently with Dixon and Company Wealth Management, LLC in Winston Salem, NC. His career includes roles at Fidelity Investments and Purshe Kaplan Sterling Investments. Outside of advising, he co-founded and co-hosts The Financial Edge Podcast and is a contributing author to the financial education book *Money & Stuff*. He also serves as president of the Greensboro Leads Group, a local networking organization. Dixon and Company Wealth Management is a supported advisory firm managing approximately $57.6 million for individual and high-net-worth clients. The firm offers discretionary portfolio management, financial planning, and short-term financial coaching, using a mix of long- and short-term strategies including options, supported by third-party analytical tools and AI. It also provides commissionable insurance and variable insurance products alongside advisory services.

Options & derivatives strategies Real estate investing Charitable giving tax strategies Cash flow / budgeting
user avatar

Zachariah B

Series 65

Winston Salem, NC

Dixon and Company Wealth Management, LLC

Zachariah Baker is a Series 65-licensed financial advisor at Dixon and Company Wealth Management, LLC with two years of industry experience. Prior to joining the firm, he worked in roles including positions at Chick-fil-A and emergency services. He is also a licensed insurance agent who occasionally offers commissionable insurance products to clients. Dixon and Company Wealth Management is a small supported advisory firm managing approximately $57.6 million for individual and high-net-worth clients. The firm provides discretionary portfolio management, financial planning, and short-term financial coaching, utilizing a combination of fundamental, technical, and cyclical analysis alongside long- and short-term trading strategies.

Options & derivatives strategies Real estate investing Charitable giving tax strategies Cash flow / budgeting
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