DJ Financial
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary investment supervision and portfolio management for individual investors and their related accounts, including trusts, estates, IRAs and 401(k) plans, using equity securities, corporate bonds and pooled investment vehicles. It also accepts small employer pension and profit-sharing plans and works with certain corporate or business clients, in addition to serving individual retail clients.
Investment decisions are guided by a comprehensive financial planning process that documents client goals and risk tolerance and emphasizes lower‑cost investment alternatives, a longer‑term outlook and limited trading. Portfolios combine income and growth strategies via mutual funds, exchange‑traded funds and select individual bonds, with periodic rebalancing and quarterly reviews to monitor appropriateness.
The firm’s principal is a licensed certified public accountant who also provides tax research, planning, compliance and management accounting services, and some tax or consulting clients may not be advisory clients of the firm — a service mix that is uncommon among solo independent advisors. The combination of CPA tax services, service to employer retirement plans and occasional corporate clients distinguishes the firm from many peers that focus solely on retail portfolio management.
Client services
Expertise
Occupation focus
Fee options
.10% to 1.5% depending on asset size and anticipated services required
$125 per hour
Main office
525 NE Stephens
Roseburg OR 97470
Advisors at this office
1
Most active in
Oregon
Also doing business as
Dj Financial · Jd Financial
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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