A complete list of active advisors currently associated with DLK Investment Management

Warmer can help you find a great advisor at DLK Investment Management or one who fits your needs even better.

DLK Investment Management provides personalized, fee-only investment management, financial planning, and retirement plan consulting to individuals, trusts, estates, charitable organizations and small institutional investors. The firm manages client assets on both discretionary and non-discretionary bases and does not accept commissions or act as a custodian. DLK uses a fundamental relative-value approach to set asset allocation between equities and fixed income, supported by fundamental, statistical and macro analysis, and may employ long- and short-term trades, options and other trading strategies as appropriate. Accounts are customized via documented client profiles in the firm’s CRM, reviewed periodically, and DLK accepts limited powers of attorney to implement discretionary trading when authorized. Compared with many peers, DLK prepares and provides its own performance reports and urges clients to compare those reports with custodian statements, and it provides participant education meetings as part of its retirement plan consulting. The brochure also discloses that the firm may use borrowing or margin in certain managed accounts and notes a prior FINRA settlement involving the handling of customer information at a former employer.

To learn more about the advisors currently working at DLK Investment Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.