Dock Street Asset Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$1,084,770,742
Clients
177
Advisors
3
across 3 offices
About
Dock Street Asset Management provides discretionary portfolio management primarily for individuals (including high net worth clients), pension and trust accounts, tailoring portfolios to client objectives rather than offering broad financial planning services. The firm generally establishes relationships at a high minimum threshold and does not offer non‑discretionary management to new clients.
Portfolios are built from predefined core model allocations that are customized to each client's circumstances and monitored for ongoing rebalancing. Investment analysis draws on both fundamental and technical methods, and the firm may use long‑ and short‑term holdings, option writing, and margin loans (used to manage cash flow) as part of its implementation.
Distinctive features in the brochure include a materially large level of discretionary assets under management relative to the firm’s advisory resources and a principal’s role as managing member of affiliated private pooled investment vehicles (Manhattan Atlantic Partners IV and VI), for which clients are no longer solicited. The firm also discloses limited custody arrangements (fee deductions and standing letters of authorization) and the use of outside promoters who are compensated for client referrals.
Client services
Expertise
Occupation focus
Fee options
0.70% annually
Account minimum: $10 million Fee-only: Fee-only investment manager
Main office
2875 South Ocean Blvd, Suite 200-46
Palm Beach FL 33480, United States
Offices (3)
Most active in
California · Colorado · Connecticut · Florida · Massachusetts · Nebraska · New Hampshire · New Jersey · New York · Ohio · Pennsylvania · Rhode Island · Texas · Vermont
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Justin S
Series 65
Downingtown, PA
Dock Street Asset Management Inc.
Justin Samson is a financial advisor at Dock Street Asset Management Inc. He holds a Series 65 credential and has two years of industry experience, including prior work at BNY Archer. His background also includes academic roles at Temple University and Bishop Shanahan High School. Dock Street Asset Management provides discretionary portfolio management primarily for individuals, pension, and trust accounts, customizing portfolios based on client objectives. The firm utilizes both fundamental and technical investment analysis and employs a range of strategies including option writing and margin loans.
Evan M
Series 65
Waccabuc, NY
Dock Street Asset Management Inc.
Evan Mcgoff is a financial advisor at Dock Street Asset Management Inc. with 14 years of industry experience. He holds a Series 65 credential and has been with Dock Street Asset Management since 2009. Dock Street Asset Management provides discretionary portfolio management primarily to individuals, including high-net-worth clients, as well as pension plans, trusts, estates, charitable organizations, and business entities. The firm customizes client portfolios using predefined model portfolios and focuses on companies with high returns on invested capital through fundamental and technical analysis, employing a range of strategies including long- and short-term positions and option writing.
Spencer O
CFA®
Newport, RI
Dock Street Asset Management Inc.
Spencer Ogden is a CFA® charterholder with five years of industry experience. He has been with Dock Street Asset Management Inc. since 2020 and previously worked at Franklin Templeton from 2007 to 2020. Dock Street Asset Management provides discretionary portfolio management primarily to individuals, including high-net-worth clients, as well as pension plans, trusts, estates, charitable organizations, and business entities. The firm’s investment process focuses on fundamental analysis of companies with high returns on invested capital, supplemented by technical analysis, and employs various strategies including long and short positions and option writing.
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