Docsa Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$95,147,468
Clients
74
Advisors
3
of 3 employees
About
Docsa Capital Management advises individuals (including high-net-worth clients), small business owners, trusts, and estates, providing personalized financial planning, modular project reviews, discretionary portfolio management, and small-business retirement plan consulting. The firm operates as an independent, fee-only registered investment adviser and offers planning as standalone engagements or as part of ongoing management arrangements without accepting commissions or referral payments.
The firm’s investment process blends fundamental, valuation, and technical analysis and supports both actively managed, discretionary portfolios and passive, index-based model allocations. Portfolio construction is informed by formal risk-tolerance assessments and client interviews, with rebalancing, tactical adjustments, and limited use of options-based hedging applied selectively to manage concentrated positions or changed market conditions.
Noteworthy features include a long operating history and an explicit business model centered on fee-only advice and avoidance of product sales or performance-based fees, along with a formal modular planning framework that can extend into limited ongoing service arrangements. The firm also offers a distinct limited-service option that manages accounts held at non-preferred custodians using only the securities available on those platforms, discloses participation in an institutional custodian program that provides non-cash support to the adviser, and excludes cryptocurrencies from its managed accounts.
Client services
Expertise
Occupation focus
Fee options
Financial planning and consulting services include flat fees, e.g., Comprehensive Financial Plan Package minimum fee $7,500; Basic Review Package minimum $3,400; other modular packages listed with minimum fees.
$0 - $999,999.99: 0.95% annually (Diamond Plan) $1,000,000 - $2,999,999.99: 0.75% annually (Diamond Plan) $3,000,000+: Negotiable (Diamond Plan) $0 - $2,999,999.99: 0.35% annually + $700 minimum setup fee first year (Topaz Plan) $3,000,000+: Negotiable (Topaz Plan)
$275/hour for planning/consulting services not fitting other categories; minimum 3 hours ($825 minimum). Additional hourly rate of $250/hour for Opal Plan extra time.
Opal Plan minimum annual fee $900 plus additional hourly charges; processing fee $25/quarter for non-automatic debit clients.
Account minimum: $300,000 Minimum fee: Minimum fees for financial planning and consulting services range from $370 to $7,500 depending on service type; e.g., Basic Review Package minimum fee is $3,400. Fee-only: Fee-only advisory firm; fees charged are professional fees, no commissions received or paid.
Main office
8080 Moorsbridge Rd, Suite 200
Portage MI 49024
Advisors at this office
3
Most active in
California · Florida · Louisiana · Michigan
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Sophit L
CFP®, Series 65
Portage, MI
Docsa Capital Management, Inc.
Sophit Lee is a CFP® and Series 65-licensed advisor with 24 years of industry experience. She has been with Docsa Capital Management, Inc. since 2000. Docsa Capital Management, Inc. provides fee-only financial planning, discretionary portfolio management, and retirement-plan consulting for individuals, high-net-worth clients, trusts, and estates. The firm uses a combination of fundamental, valuation, and technical analysis and offers multiple service tiers to align with client preferences and account arrangements.
Matthew H
CFA®
Portage, MI
Docsa Capital Management, Inc.
Matthew Harrison is a CFA® charterholder with one year of experience in the financial industry. He is currently with Docsa Capital Management, Inc. and also serves as the founder and owner of tkc Capital Research, where he consults on best practices for managing investor relations for public companies. His prior work includes roles at WK Kellogg Co, Viewray, Inc, and Stryker. Docsa Capital Management advises individuals, small business owners, trusts, and estates, offering financial planning, discretionary portfolio management, and small-business retirement plan consulting. The firm employs a blend of fundamental, valuation, and technical analysis in its investment process and operates as an independent, fee-only registered investment adviser.
Timothy S
CFA®, Series 65
Portage, MI
Docsa Capital Management, Inc.
Timothy Schauer is a CFA® charterholder and holds a Series 65 license with 24 years of experience in the financial industry. He has been with Docsa Capital Management, Inc. since 2001. Docsa Capital Management advises individuals, small business owners, trusts, and estates with personalized financial planning, discretionary portfolio management, and retirement plan consulting. The firm operates as an independent, fee-only registered investment adviser and employs a blend of fundamental, valuation, and technical analysis to support both active and passive investment strategies.
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