DocsFP
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
DocsFPLLC provides hourly financial planning and discretionary investment management to individuals, high-net-worth clients, trusts, and businesses. Investment management is offered as a voluntary service only to clients engaged in an active hourly financial planning agreement.
The firm relies on Modern Portfolio Theory and a buy-and-hold passive indexing approach, using index mutual funds and ETFs to build diversified, low-turnover portfolios. Unlike many peers, DocsFPLLC does not use percentage-of-assets-under-management fees and centers its advisory model on fee-for-service planning with investment management made available without separate AUM-based fees.
DocsFPLLC maintains a small client roster and emphasizes comprehensive planning topics including business planning, employment benefits, tax and estate planning, property planning, and retirement planning. The firm’s principal has prior experience with physician-focused advisory firms and continues to teach at a university; the adviser operates from a private-residence office, recommends custodians such as Vanguard and Schwab, and does not accept custody of client funds.
Client services
Expertise
Occupation focus
Fee options
$600 per hour (negotiable)
Fee-only: $600 per hour (negotiable)
Main office
Newington CT
Advisors at this office
1
Most active in
California · Connecticut · Texas
Also doing business as
Docsfp · Docsfp LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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