Dominion Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dominion Capital Management, LLC provides discretionary and non‑discretionary asset management, financial planning, and consulting to individuals, high‑net‑worth clients, business entities and qualified retirement plans. The firm reports approximately $1.31 million in discretionary assets under management across a small number of client relationships.
Portfolios are constructed from client‑stated goals, time horizons and risk tolerances and may include long‑ and short‑term strategies, option writing and use of sub‑advisors, with quarterly reviews and periodic performance reporting. Dominion also offers pension consulting and ERISA plan services and can act in either a 3(21) advisory role or as a 3(38) investment manager with full discretionary authority for plan investment lineups.
Distinctive features include the advisor’s affiliated accounting practice and licensed insurance activities, with the advisory team disclosing that a material portion of time and compensation is associated with those outside businesses; these affiliations and related insurance commissions are disclosed and subject to internal conflict mitigation. The combination of a very small client base and the firm’s ability to serve as an ERISA 3(38) manager, alongside accounting and insurance affiliations, makes its service mix less common among independent advisors.
Client services
Expertise
Occupation focus
Fee options
Financial planning flat fees ranging between $500 and $7,500.
$0 - $5,000,000: 1.00% annually Amounts over $5,000,000+: 0.75% annually
Insurance agent commissions from external insurance product sales (approximately 20% of principal compensation).
Financial planning consulting charged at $250 per hour.
Account minimum: $50,000
Main office
1000 Frisco Ave
Clinton OK 73601
Advisors at this office
1
Most active in
Oklahoma · Texas
Also doing business as
Dominion Capital Management, Inc. · Dominion Capital Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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