Donald Felty, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Donald Felty LLC provides discretionary asset management primarily for individuals — including high-net-worth clients — as well as trusts and business entities, managing approximately $10.7 million across about 40 client accounts. Services focus on tailored investment portfolios and ongoing supervision, with occasional non‑securities financial planning, tax and estate‑related advice provided as needed.
The firm combines charting (technical analysis), fundamental analysis and Modern Portfolio Theory to build portfolios around market sectors, investment styles, geographic regions or retirement objectives, and implements strategies across stocks, bonds, mutual funds, ETFs, REITs and options. Accounts are managed on a discretionary basis with at least quarterly reviews and client reporting, and clients receive secure access to statements and documentation via an advised‑client online “filing cabinet.”
Notable distinctions include the firm’s distribution of periodicals/newsletters and its explicit disclosure of operational risks: a May 2025 cybersecurity incident at an executing broker that resulted in unauthorized trades and withdrawals, and an affiliated separate business that may receive commissions for annuities and life insurance. The firm also discloses having been named as a co‑respondent in an arbitration claim related to an executing broker (with no finding of liability) and maintains a written business continuity plan.
Client services
Expertise
Fee options
$0.00 - $100,000.00: 100.0 basis points (1.00%) $100,000.00 - $250,000.00: 75.0 basis points (0.75%) $250,000.00 - $500,000.00: 70.0 basis points (0.70%) $500,000.00 - $1,000,000.00: 65.0 basis points (0.65%) $1,000,000.00 - $2,000,000.00: 50.0 basis points (0.50%) $2,000,000.00+: 45.0 basis points (0.45%)
Main office
Fairfield Township OH
Advisors at this office
1
Most active in
Kentucky · Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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