Donnelly Financial Services
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Donnelly Financial Services is an independent investment advisory firm that provides discretionary and non‑discretionary asset management along with foundational and ongoing financial planning to individual and high‑net‑worth clients. The firm also runs periodic educational seminars and workshops that are offered free to clients and the general public.
Investment programs are built around each client’s documented goals, time horizon and risk tolerance, with analysis that includes both fundamental and technical approaches and strategies ranging from long‑term holdings to trading and options as appropriate. Managed accounts are reviewed at least quarterly for rebalancing and tax‑loss harvesting opportunities, and planning clients receive recurring meetings and ongoing check‑ins as part of multi‑year engagements.
What is distinctive for this firm is its integration of held‑away retirement and HSA accounts into active portfolio oversight using an order‑management platform (Pontera) for tax‑efficient asset location and opportunistic rebalancing, with those held‑away assets included in overall fee calculations. The firm’s relatively small client roster (roughly 17 clients and about $19.7 million in assets under management) combined with public educational programming and structured ongoing planning arrangements differentiates it from many peer independent advisers.
Client services
Expertise
Fee options
Ongoing financial planning flat fee range from $4,500 to $9,500 per year
$0 - $500,000: 1.50% annually $500,000 - $1,000,000: 1.00% annually $1,000,000 - $2,000,000: 0.85% annually $2,000,000+: 0.75% annually
$200 per hour with a three-hour minimum for foundational financial planning
Fee-only: Hourly fee of $200 per hour with a three-hour minimum for foundational planning; Flat fees for ongoing financial planning from $4,500 to $9,500 per year
Main office
Rock Tavern NY
Advisors at this office
1
Most active in
New York · Pennsylvania
Also doing business as
Donnelly Financial Services · Donnelly Financial Services LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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