Donovan, Dennis J
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$0
Clients
3
Advisors
1
of 1 employees
About
Dennis J Donovan is a solo, state-registered adviser that serves a very small client base (three clients) consisting of high-net-worth individuals and pension or profit-sharing plans. The firm does not provide direct portfolio management or custody; instead it provides selection-of-other-adviser services and refers clients to third-party investment managers.
The firm’s advice is generally limited to fixed income securities and equities, but implementation, trading, account reviews, and discretionary decisions are handled by the chosen third-party advisers. DJD does not trade client accounts, does not accept voting or custody authority, and is compensated through fee-sharing arrangements with the selected managers rather than by managing client assets directly.
Compared with most independent solo advisers, DJD is uncommon in working with pension and profit-sharing plans while reporting no assets under management as of December 2025 and not offering percentage-of-assets (AUM) fee arrangements. As a result, the firm operates primarily as a referral and selection intermediary (including directing clients to firms such as UBS), maintains a very small client roster, and relies on third-party managers for ongoing portfolio oversight.
Client services
Main office
Buffalo NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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