Dorian Investment Advisory LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dorian Investment Advisory provides discretionary investment management and related advisory services to individuals (primarily high‑net‑worth), trusts, estates, businesses, retirement plans and charitable organizations. The firm manages client accounts on an ongoing basis and charges asset‑based advisory fees; it reports $102.6 million in assets under management and generally requires a minimum relationship size to implement its process.
The firm employs fundamental analysis and a predominantly long‑term investment approach, constructing diversified portfolios using low‑cost mutual funds and ETFs while supplementing with individual stocks or bonds when appropriate. Portfolio management includes ongoing monitoring and rebalancing, tactical reallocations when warranted, tax‑related considerations (including targeted use of gain/loss harvesting), and ERISA fiduciary advice for retirement accounts.
Compared with many independent advisers, the firm notably provides portfolio management for institutional clients such as retirement plans and charitable organizations while not focusing on non‑high‑net‑worth retail individuals. The adviser is led by an experienced, CFA‑credentialed principal, recently transitioned to SEC registration, and maintains an institutional custodian relationship that provides technology and operational support.
Client services
Expertise
Fee options
$100,000 - $1,000,000: 1.00% annually $1,000,001 - $5,000,000: 0.90% annually $5,000,001+: 0.75% annually
Account minimum: $100,000 Fee-only: Annual investment advisory fees based on tiered schedule; fees paid quarterly in arrears based on average daily balance
Main office
1661 International Dr Ste 400
Memphis TN 38120
Advisors at this office
1
Most active in
Tennessee · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)