A complete list of active advisors currently associated with Dorothy J. Cole

Warmer can help you find a great advisor at Dorothy J. Cole or one who fits your needs even better.

Dorothy J. Cole is a fee-only advisory firm that provides personalized comprehensive financial planning and investment management to individuals, trusts, estates, charitable organizations and small- to medium-sized businesses. The firm reports managing approximately $92.45 million in client assets for about 53 client families and offers comprehensive plans, ongoing asset-management services, and one‑time special-project engagements covering financial position, protection, investment, tax, retirement and estate matters. The firm operates on a strictly non-discretionary model: it does not act as custodian, does not accept discretionary trading authority, and implements recommendations only with client approval while clients retain custody at their chosen custodians. Investment analysis combines fundamental, technical and cyclical methods with both top‑down and bottom‑up perspectives to construct diversified, “all‑weather” portfolios tailored to each client’s goals, time horizon and risk tolerance. Noteworthy differences from many peers include the firm’s entirely non‑discretionary asset base (no assets managed on a discretionary basis) and a requirement that clients enrolling in ongoing asset management have a completed comprehensive financial plan no more than 30 days old. The firm also does not deduct fees from client accounts, does not accept commissions or soft dollars, does not routinely vote client proxies, and discloses atypical planning surcharges (for example, additional fees tied to business principals or foreign‑country circumstances) in its fee schedules.

To learn more about the advisors currently working at Dorothy J. Cole, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.