Doty Equity Advisors, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Doty Equity Advisors provides discretionary investment management primarily to high‑net‑worth individual clients, using individualized Investment Policy Statements to guide portfolio construction. The firm offers ongoing portfolio management and related advisory services and does not participate in wrap fee programs.
Its investment approach centers on fundamental analysis and long‑term equity positions, with occasional use of margin, and portfolios are tailored to clients’ suitability, objectives and risk tolerances. The adviser generally charges percentage‑of‑assets fees and conducts regular reviews while custodial records are maintained by third‑party custodians.
Distinctive features include a small client roster with concentrated assets under management and an explicit fee reduction for accounts above multi‑million dollar thresholds, indicating a focus on larger accounts. Operational choices that set the firm apart from many peers include a principal with a non‑financial professional background, a policy of not aggregating trades into block orders, no acceptance of custody, and leaving proxy voting responsibility to clients.
Client services
Expertise
Occupation focus
Fee options
$0 - $3,000,000: 1% annually $3,000,001+: 0.2% annually for the following four quarters
Account minimum: $250,000 Fee-only: Fees are non-negotiable and charged as a percentage of assets under management; no commissions or other compensation accepted.
Main office
Portland OR
Advisors at this office
1
Most active in
California · Oregon
Also doing business as
Dea · Doty Equity Advisors · Doty Equity Advisors, Inc.
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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