Dougherty Investment Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$139,809,244
Clients
412
Advisors
4
across 2 offices
About
Dougherty Investment Advisors is a state-registered investment adviser that serves individual clients — including high-net-worth individuals — as well as trusts, estates, pension and profit-sharing plans, and other business entities. The firm provides discretionary portfolio management and financial planning services, with planning that can cover tax, estate, insurance, retirement, education and cash-flow matters.
The firm typically manages accounts on a discretionary basis and says it tailors asset allocation to each client’s goals, using fundamental analysis across equities, fixed income, mutual funds and ETFs and monitoring and rebalancing portfolios as conditions change. Financial planning can be delivered as a comprehensive plan or on an hourly, consultative basis, and the brochure notes a customary account minimum (which may be waived) and ongoing reviews at least annually.
What is distinctive about Dougherty is its affiliation with accounting and tax services; the brochure discloses that clients may purchase accounting or tax work from the firm for separate fees and that such relationships and related conflicts are addressed in its disclosures. The firm also highlights practices less common among peers — assistance with IRA rollovers and securities‑backed lines of credit and explicit discussion of how those services can create economic incentives the firm seeks to manage — while operating as a small advisory team managing roughly $141 million for about 400 clients.
Client services
Expertise
Fee options
$0 - $250,000: 1.25% $250,001 - $1,000,000: 0.75% $1,000,001 - $10,000,000: 0.65% $10,000,001+: 0.55%
Up to $300 per hour, negotiable
Account minimum: $100,000
Main office
See office4048 Deltona Blvd.
Spring Hill FL 34606
Advisors at this office
3
Offices (2)
Most active in
Alabama · Florida · Texas
Also doing business as
Dougherty & Associates, LLC · Dougherty Investment Advisors · Watson Dougherty
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Patrick M
Verified by Warmer
Series 65
Spring Hill, FL
Dougherty Investment Advisors
Patrick Manconi is a financial advisor at Dougherty Investment Advisors with one year of industry experience. He holds a Series 65 designation and has previously worked at the University of South Florida and Middleton High School. Dougherty Investment Advisors is a team-based advisory firm managing approximately $114 million for about 180 clients, including individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm employs fundamental analysis to construct diversified portfolios across equities, debt securities, mutual funds, ETFs, and government securities, offering discretionary portfolio management and comprehensive financial planning services.
John D
Spring Hill, FL
Dougherty Investment Advisors
John Dougherty is a financial advisor at Dougherty Investment Advisors with 28 years of industry experience. He has been involved with John Archer Dougherty, Inc., a holding company where he serves as director and owner since 2003, and has worked with Dougherty & Associates, LLC since 1989. Dougherty Investment Advisors is a team-based firm managing approximately $114 million for around 180 clients, including individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm employs fundamental analysis to construct diversified portfolios and offers discretionary management alongside comprehensive financial planning services.
Nicholette H
Series 65
Pinson, AL
Dougherty Investment Advisors
Nicholette Hamel is a financial advisor at Dougherty Investment Advisors with four years of industry experience. She holds a Series 65 designation and previously worked at Schwend and the Department of Veterans Affairs. Prior to her advisory roles, she was employed at Portsmouth Naval Shipyard for seven years. Dougherty Investment Advisors is a team-based firm managing approximately $114 million for around 180 clients, including individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm provides discretionary portfolio management and financial planning services, using fundamental analysis to construct portfolios that include equities, debt securities, mutual funds, ETFs, and government securities.
Seann D
Series 65
Spring Hill, FL
Dougherty Investment Advisors
Seann Dougherty is a financial advisor with Dougherty Investment Advisors in Spring Hill, FL. He holds a Series 65 designation and has four years of industry experience. Prior to joining Dougherty Investment Advisors, he worked for Visual Data Media Services for nine years. Dougherty Investment Advisors is a team-based, state-registered investment adviser managing approximately $114 million for about 180 clients, including individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm uses fundamental analysis to select investments and offers discretionary portfolio management and financial planning services, with an affiliation to an accounting and tax practice.
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and referrals are provided by FinanceHQ LLC ("FHQ"), a wholly-owned subsidiary of Warmer and an SEC-registered investment adviser. We may be compensated by participating advisors. You pay no fee to use our matching service, and advisor fees are not increased because of a referral. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to the Warmer Terms of Service and FHQ Advisory Agreement, and acknowledge Warmer's Privacy Policy. Please review FHQ's ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")