Douglas Anderson, III
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Douglas Anderson, III provides investment supervisory services and tailored investment advice to accredited clients, including individuals, families, IRAs, endowments, trusts, and business entities. The firm offers discretionary portfolio management, assists clients with account establishment, and does not custody client assets — clients select and retain their own custodians.
The firm’s investment process begins with consultation to develop a customized investment policy and portfolio, emphasizing long-term asset allocation, diversification, and primarily fundamental analysis with limited use of technical analysis. Mr. Anderson conducts regular account reviews, provides periodic reporting, and coordinates with clients’ accountants and attorneys on tax and estate matters when appropriate.
Notable features disclosed in the brochure include the principal’s licenses as a real estate broker and as a Certified Public Accountant and his role as president of a closely held operating company, with the potential to devote as much as 95% of his time to those other business activities. The adviser also discloses the availability of both asset-based and performance-based compensation arrangements and does not publish independent research or newsletters, distinguishing its mix of professional credentials and business activities from many peers.
Client services
Expertise
Fee options
$0 - $500,000: 0.50% per quarter (2.00% annually) $500,001 - $1,000,000: 0.375% per quarter (1.5% annually) $1,000,001 - $5,000,000: 0.25% per quarter (1.0% annually) $5,000,001+: 0.20% per quarter (0.8% annually)
10% of investment return of portfolio assets paid in arrears; fee can exceed 3% if return exceeds 30%
Account minimum: $500,000 Minimum fee: No minimum fee stated; fees are negotiable and can be waived or reduced at discretion Fee-only: Fees charged on assets under management as tiered quarterly rates; no commissions received
Main office
1001 Fannin, Suite 4670
Houston TX 77002
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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