Douglass Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Douglass Financial Group serves individual and high-net-worth clients, offering ongoing portfolio management and investment supervisory services tailored to each client’s goals, time horizon, and risk tolerance. The firm prepares an Investment Policy Statement for each client and also provides advisory services for 401(k) plans.
The firm’s investment approach centers on portfolio construction to balance expected return against risk, using mutual funds, ETFs, REITs, hedge funds, real estate and insurance products when appropriate. It documents client risk profiles, typically operates under written discretionary authority, and conducts account reviews at least monthly with clients receiving custodian account statements monthly or quarterly.
Notably, the firm distributes periodic newsletters or periodicals to clients, a practice that is uncommon among independent firms and is highlighted alongside the brochure’s availability and an on-request Code of Ethics. The brochure also discloses a recent custodian change to Charles Schwab (and related receipt of research/soft-dollar benefits) and a material update that the principal is no longer a licensed insurance agent.
Client services
Expertise
Fee options
$0 - $49,999: 1.00% $50,000 - $199,999: 1.00% $200,000 - $499,999: 1.00% $500,000 - $999,999: 1.00% $1,000,000 - $1,999,999: 0.90% $2,000,000 - $2,999,999: 0.80% $3,000,000 - $3,999,999: 0.70% $4,000,000 - $4,999,999: 0.60% $5,000,000+: 0.50%
Fee-only: Annual fee based on assets under management, negotiable, up to a maximum of 3.00%
Main office
6312 S. Fiddlers Green Circle, Suite 300 E
Greenwood Village CO 80111
Advisors at this office
1
Most active in
Colorado
Also doing business as
Douglass Financial Group · Douglass Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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