Dove Investment Research and Management, Inc.

Dove Investment Research & Management provides services to individual and high‑net‑worth clients as well as charitable clients, offering comprehensive financial planning, ongoing portfolio management, estate resolution assistance, and recommendations of third‑party investment advisers. Its investment adviser representatives are also registered representatives of LPL Financial and can offer brokerage execution and individual securities through LPL when clients prefer brokerage accounts.

The firm customizes advice to client goals, risk tolerance and time horizon and implements portfolios built from proprietary model portfolios using modern portfolio theory, tactical overlays, and strategic asset allocation; it typically seeks discretionary authority to manage accounts. For clients desiring active management Dove steers toward its wrap‑fee management solutions and otherwise places clients in various LPL‑sponsored program models or recommends third‑party managers when a specialty strategy is needed.

Noteworthy features include operating as a wrap‑fee program sponsor while offering access to multiple LPL programs, including an advisor‑enhanced, algorithm‑based program that uses FutureAdvisor, and using a third‑party platform to manage held‑away participant accounts. The firm’s owner also conducts insurance agency activities and the adviser discloses sharing compensation arrangements when recommending third‑party managers, both of which are identified conflicts of interest in its brochure.