A complete list of active advisors currently associated with Dow Capital Management, LLC

Warmer can help you find a great advisor at Dow Capital Management, LLC or one who fits your needs even better.

Dow Capital Management is a single-advisor registered investment adviser that provides ongoing investment supervisory services to a very small, concentrated client base. The firm lists its client types as high‑net‑worth individuals, pension and profit‑sharing plans, and corporate/business clients, and it invests client portfolios in mutual funds, equities, bonds, ETFs, REITs and government securities. The firm creates an Investment Policy Statement for each client and typically operates with discretionary trading authority to implement asset allocation, security selection and regular portfolio monitoring. Its stated methods include both fundamental and technical analysis and it uses long‑term and short‑term trading strategies (including margin transactions), with account reviews performed at least monthly by the sole advisor. Dow Capital is distinctive among solo independent advisers in that it manages a pooled vehicle (reported as a momentum equity fund) and explicitly serves pension plans and corporate clients—client types that are relatively uncommon for firms of this size and structure. The brochure also shows a very small number of client relationships and modest assets under management, indicating highly concentrated, individualized mandates.

To learn more about the advisors currently working at Dow Capital Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.