DP Capital Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
DP Capital Management provides discretionary portfolio management and, when requested, stand‑alone financial planning and consulting to individuals, families, trusts and various retirement plans. The firm reports $37.6 million in assets under management across a small client base and maintains a negotiable account minimum (generally $500,000).
The firm tailors portfolios to each client and uses a mix of fundamental, technical and cyclical analysis, with a primary emphasis on long‑term purchases while retaining the ability to use options, warrants and foreign securities as appropriate. Clients receive ongoing oversight including quarterly written statements and letters with holdings detail and a market commentary, and the firm will honor client requests to exclude particular securities or security types.
Compared with many solo independent advisers, the firm accepts retirement plan accounts and offers proxy voting and issuer‑communication services on behalf of clients, and it is structured as a fee‑only adviser that does not accept third‑party compensation. As a small, single‑advisor practice, it also permits a wide range of investable instruments (including partnership interests in real estate or energy-related securities) and allows clients to choose their custodian while the firm recommends custodians based on service and execution factors.
Client services
Expertise
Fee options
Financial planning and consulting fees generally range from $1,000 to $5,000 fixed fee
$0 - $1,000,000: 1.00% Equity, 0.75% Balanced, 0.50% Bond $1,000,000 - $2,000,000: 0.75% Equity, 0.50% Balanced, 0.25% Bond $2,000,000+: 0.50% Equity, 0.25% Balanced, 0.15% Bond
$50 to $250 per hour for financial planning and consulting services
Account minimum: $500,000 Fee-only: Portfolio management fees are negotiable; financial planning and consulting fees range from $1,000 to $5,000 fixed fee, or $50 to $250 hourly rate
Main office
Houston TX
Advisors at this office
1
Most active in
Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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