Dr. Jeff Finance, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Dr. Jeff Finance, LLC is a state-registered independent investment adviser that serves individuals (including high-net-worth individuals), trusts, and corporate or business clients. The firm provides tailored investment management, ongoing and limited-scope financial planning, tax return preparation, and assistance with insurance products and employee-benefit planning.
The firm describes a holistic planning approach that integrates financial and health considerations, drawing on the principal’s medical background to include health-care planning and related risk-management advice. Investment implementation generally follows passive, modern-portfolio-theory allocations while also employing fundamental, technical, cyclical, and charting analysis as appropriate; financial plans are delivered in written or electronic reports and reviewed periodically.
Distinctive features disclosed in the brochure include in-house tax preparation with limited IRS representation rights and a life/accident/health insurance license through which the firm may receive customary commissions (a potential conflict the firm discloses). The firm also highlights work for business and corporate clients (including business planning and employee benefits optimization), offers pro bono educational seminars, and notes the principal maintains limited clinical emergency practice (<5% time), factors the firm says inform its integrated focus on wealth, health, and planning.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Financial plan creation fees $3,000 to $9,000; basic consulting flat fees up to $8,000; tax preparation fees $300 to $900 per return
Hourly consulting fees up to $400 per hour
Minimum fee: Flat fee ranging from $2,000 to $36,000 annually for ongoing financial planning and investment management Fee-only: Financial plan creation fees range from $3,000 to $9,000; ongoing financial planning upfront fee $3,000 to $10,000 plus monthly fees $250 to $3,000; basic financial planning and consulting hourly fees up to $400/hour or flat fees up to $8,000
Main office
Rye Brook NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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