Drum Hill Capital, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$194,261,693
Clients
72
Advisors
4
across 2 offices
About
Drum Hill Capital primarily advises individuals and families, including individual retirement accounts, trusts, and charitable organizations, and offers discretionary managed account services, comprehensive household reporting, financial planning, and investment consulting. Like many peers, the firm works with both non‑HNW and high‑net‑worth clients and aggregates held‑away assets into consolidated reporting.
The firm’s investment process combines top‑down macro analysis with bottom‑up fundamental research and typically implements one of eight model asset‑allocation strategies ranging from fixed income to equity‑focused portfolios. Portfolios are constructed using a mix of individual equities, ETFs and mutual funds (generally targeting 18–22 individual equity positions), with a separate Focused European Equity model that holds roughly 15–20 non‑ADR European companies and is managed as a single model with limited account‑by‑account customization.
Compared with many supported firms, Drum Hill routinely uses margin (borrowing) and derivatives in separately managed accounts — employing options for hedging, income generation and certain spread strategies, and using margin when suitable and approved by clients. The firm also provides more extensive held‑away reporting and conducts due diligence on alternative and venture investments (including capital‑related guidance to founders), which it includes in household reporting rather than taking custody of those assets.
Client services
Expertise
Fee options
Investment Consulting Services may be structured as fixed fees if agreed upon
$0 - $2 Million: 1.00% annually $2,000,001 - $10 Million: 0.80% annually $10,000,001+: 0.60% annually
Investment Consulting Services charged at $300 per hour
Minimum fee: $1,000 minimum annual fee for Managed Account Services accounts at Fidelity, prorated and paid quarterly; no minimum fee for Focused European Equity strategy Fee-only: Managed Account Services and Comprehensive Household Reporting fees; also Investment Consulting Services hourly fees
Main office
See office1221 Post Road East, Suite 205
Westport CT 06880-5430
Advisors at this office
3
Offices (2)
Most active in
Connecticut · Massachusetts · New Hampshire · New York · Texas
Also doing business as
Drum Hill Capital · Drum Hill Capital, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Ronald W
Series 63, Series 65
Westport, CT
Drum Hill Capital, LLC
Ronald Welz is a financial advisor at Drum Hill Capital, LLC with 11 years of industry experience. He holds the Series 63 and Series 65 designations and has been with Drum Hill Capital since 2014. Drum Hill Capital provides investment management, comprehensive household reporting, financial planning, and investment consulting for individuals, families, IRAs, trusts, and charitable organizations. The firm’s investment approach combines macroeconomic views with fundamental analysis and includes the use of margin and options strategies within separately managed accounts.
Frank B
Series 65
New Rochelle, NY
Drum Hill Capital, LLC
Frank Berrios is a financial advisor at Drum Hill Capital, LLC with Series 65 registration and one year of industry experience. He previously worked at Bank of America for one year and was a full-time student for nine years. Drum Hill Capital primarily advises individuals and families, including IRAs, trusts, and charitable organizations, offering discretionary managed accounts, financial planning, and investment consulting. The firm combines macro analysis with fundamental research to implement diversified model asset-allocation strategies and is notable for its use of margin and derivatives in separately managed accounts.
David N
Series 63, Series 65
Westport, CT
Drum Hill Capital, LLC
David Nightingale is a financial advisor at Drum Hill Capital, LLC with 28 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Drum Hill Capital since 1998. Drum Hill Capital advises individuals and families, including IRAs, trusts, and charitable organizations, offering discretionary managed accounts, financial planning, and investment consulting. The firm combines top-down macro analysis with bottom-up fundamental research and uses a range of model asset-allocation strategies, incorporating equities, ETFs, mutual funds, and a specialized Focused European Equity model.
Zachary O
Series 65
Westport, CT
Drum Hill Capital, LLC
Zachary Olson is a financial advisor at Drum Hill Capital, LLC with 13 years of industry experience. He holds the Series 65 designation and has been with Drum Hill Capital since 2012. Drum Hill Capital provides investment management, financial planning, and consulting services to individuals, families, IRAs, trusts, and charitable organizations. The firm combines macroeconomic analysis with fundamental research and offers diversified strategies, including the use of margin and options, as well as specialized equity models and alternative investment guidance.
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