A complete list of active advisors currently associated with DRW Financial

Warmer can help you find a great advisor at DRW Financial or one who fits your needs even better.

DRW Financial is a small independent advisory firm that provides discretionary portfolio management and financial planning to individual and high-net-worth clients as well as other advisers. The firm documents client objectives in an Investment Policy Statement and offers planning services that address retirement, college funding, tax considerations, debt management, and life insurance education without acting as an insurance agent. The adviser constructs and implements client portfolios under discretionary authority and reviews accounts at least monthly, using charting, fundamental, and cyclical analysis as part of its methodology. Investment strategies include long- and short-term trading and options writing; the brochure discloses the use of covered and uncovered options and spread strategies as part of portfolio management. What is distinctive for a firm of this size and structure is the active use of derivatives and options-writing within separately managed client accounts—a practice that is relatively uncommon among solo independent advisers and carries material additional risk. The firm also includes financial planning for managed clients at no additional charge, accepts directed brokerage, and maintains relationships with multiple custodians (Schwab, Interactive Brokers, and Altruist), which shapes its execution and operational arrangements.

To learn more about the advisors currently working at DRW Financial, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.