Dubois Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides ongoing portfolio management and financial planning for individual and high‑net‑worth clients. It prepares individualized Investment Policy Statements and typically emphasizes equity portfolios while also using mutual funds, ETFs, REITs, annuities and privately placed securities as appropriate.
The firm’s investment process mixes technical/charting, fundamental, quantitative analysis and modern portfolio theory, and it employs both long‑term trading and options strategies, including covered and uncovered option positions. It generally seeks discretionary authority to implement clients’ Investment Policy Statements and conducts regular account monitoring and reporting through the custody platform.
What is noteworthy for a firm of this size is its operational approach: the firm requires clients to use a specific institutional custodian, does not aggregate (block) trades across multiple client accounts, and may direct portions of client assets to third‑party advisers — practices that can differ from many peers and can result in layered fees. The brochure also discloses the principal’s outside, non‑advisory business activities (management of personal rental properties and other employment/board roles), which the firm identifies as material relationships.
Client services
Expertise
Fee options
$1,500 fixed fee for financial planning
$1 - $1,000,000: 1.25% $1,000,001 - $2,500,000: 0.90% $2,500,001 - and up: 0.65%
Main office
St. Simons Island GA
Advisors at this office
1
Most active in
Georgia
Also doing business as
Dubois Wealth Management · Dubois Wealth Management, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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