Dudley Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$269,890,524
Clients
97
Advisors
2
of 3 employees
About
Dudley Capital Management LLC provides discretionary portfolio management and financial planning to individuals (including high‑net‑worth clients) as well as institutional clients such as pension and profit‑sharing plans, trusts, estates, and charitable organizations. Services include ongoing investment management, stand‑alone or modular financial planning, and pension consulting intended to assist plan sponsors and participants under ERISA.
The firm constructs tailored, discretionary portfolios informed by client objectives, risk tolerance, tax circumstances, and liquidity needs, with regular monitoring and periodic rebalancing; household account aggregation is used in determining fee breakpoints. Its stated strategies include Growth & Income, Fixed Income, Balanced, an energy‑focused Master Limited Partnership (MLP) strategy, and Alternatives (including hedge funds and private equity), and the brochure discloses the firm may employ derivatives within separately managed accounts.
Noteworthy features relative to peers include a dedicated MLP/energy strategy and the provision of ERISA 3(38) discretionary fiduciary services to retirement plans, where the firm may select and replace core investment menu options for plan sponsors. The firm manages roughly $292 million across fewer than 100 accounts with a small advisory team and, in some cases, may serve as trustee or hold power of attorney for client accounts, which can affect custody and operational arrangements.
Client services
Expertise
Fee options
Up to $5,000, negotiable, may exceed $5,000 for complex services
$0 - $2,000,000: 1.00% annually (Equities) $2,000,001 - $5,000,000: 0.75% annually (Equities) $5,000,001 - $10,000,000: 0.50% annually (Equities) Greater than $10,000,000+: Negotiable (Equities) $0 - $2,000,000: 0.50% annually (Fixed Income) $2,000,001 - $5,000,000: 0.375% annually (Fixed Income) $5,000,001 - $10,000,000: 0.25% annually (Fixed Income) Greater than $10,000,000+: Negotiable (Fixed Income)
Up to $250 per hour
Account minimum: $100,000 Fee-only: Up to $250 per hour
Main office
115 The Plains Road, Suite 250
Middleburg VA 20117
Advisors at this office
2
Most active in
Delaware · New Hampshire · Texas · Virginia
Also doing business as
Dudley Capital Management LLC · Prcdudley & Co
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Philip D
Series 63, Series 65
Middleburg, VA
Dudley Capital Management LLC
Philip Dudley is a financial advisor at Dudley Capital Management LLC with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Morgan Stanley Private Bank, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Deutsche Bank Securities Inc. He has been with Dudley Capital Management since 2016. Dudley Capital Management LLC provides discretionary portfolio management and financial planning services to individuals, including high-net-worth clients, as well as institutional clients such as pension and profit-sharing plans, trusts, estates, and charitable organizations. The firm offers tailored investment strategies including Growth & Income, Fixed Income, Balanced, energy-focused Master Limited Partnership (MLP) strategies, and Alternatives, with a focus on ongoing monitoring and ERISA 3(38) fiduciary services for retirement plans.
Thomas D
Series 63, Series 65
Middleburg, VA
Dudley Capital Management LLC
Thomas Dudley is a financial advisor at Dudley Capital Management LLC with 53 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney. He has been with Dudley Capital Management since 2017. Dudley Capital Management provides discretionary portfolio management, financial planning, and pension consulting to individuals, trusts, estates, and retirement plans. The firm uses a variety of investment strategies, including Growth & Income, Fixed Income, and Alternative investments, and offers ongoing portfolio monitoring with at least quarterly reviews.
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