Dudley & Shanley, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$423,159,201
Clients
45
Advisors
3
across 3 offices
About
Dudley & Shanley provides discretionary portfolio management primarily to high net worth individuals, trusts, estates and charitable institutions and also manages three privately offered pooled investment vehicles organized as limited partnership/LLC structures. The firm additionally provides a limited non‑discretionary advisory and oversight service for a separate client relationship in which it does not implement trades.
The firm’s stated objective is long‑term capital appreciation with preservation of capital, achieved primarily through fundamental, in‑house research with an investment horizon generally around two years and diversified exposure to domestic and international equities, convertible securities, options, ETFs and, to a lesser extent, fixed income. Dudley & Shanley manages separately‑managed accounts on a discretionary basis while tailoring portfolio constraints to client objectives, and it may allocate client capital to outside hedge funds, venture capital or private equity vehicles when those investments complement its strategy.
What is notable in the brochure is that the firm also acts as sponsor, general partner or manager of the three private Funds it advises, including one vehicle limited to family members of the firm’s founders, and therefore holds ownership interests in those Funds; the firm discloses potential conflicts arising from these relationships and describes how fund investments generally overlap with separately‑managed account holdings, while two Funds retain some less liquid, privately‑offered positions. The firm reports approximately $747 million in discretionary assets under management across funds and accounts, a relatively large asset base for a small advisory team, and the Funds are audited annually with the firm deemed to have custody of Fund assets under the Custody Rule.
Client services
Expertise
Fee options
$0 - $5 million: 1.00% per annum $5 million - $15 million: 0.75% per annum $15 million+: 0.50% per annum
Account minimum: $5 million Fee-only: Flat management fee for Funds ranging from 0.5% to 1.0% per annum
Main office
See office205 Worth Avenue, #311
Palm Beach FL 33480-4618
Advisors at this office
1
Offices (3)
Most active in
Colorado · Florida · New Jersey
Also doing business as
Dudley & Shanley, Inc. · Dudley & Shanley, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Henry D
Series 65
Durango, CO
Dudley & Shanley, Inc.
Henry Dudley is a Series 65-licensed financial advisor at Dudley & Shanley, Inc. in Durango, CO, with 14 years of industry experience. He has been with Dudley & Shanley since 2000. Outside of his advisory role, Dudley is a member of Open Shutter Gallery, LLC, a non-investment related entity. Dudley & Shanley provides discretionary portfolio management primarily to high-net-worth individuals, trusts, estates, and charitable institutions, managing both separately-managed accounts and privately offered pooled investment vehicles. The firm pursues long-term capital appreciation through fundamental, in-house research, focusing on concentrated portfolios of domestic and international equities, convertibles, options, ETFs, and some debt instruments.
Gregory G
CFA®, Series 63, Series 65
Red Bank, NJ
Dudley & Shanley, Inc.
Gregory Greene is a CFA® charterholder with 10 years of industry experience, currently serving at Dudley & Shanley, Inc. since 2018. He also leads G.R. Greene & Company, LLC, a firm he has been involved with since 2015. Dudley & Shanley, Inc. provides discretionary portfolio management primarily to high-net-worth individuals, trusts, estates, and charitable institutions, managing concentrated portfolios focused on long-term capital appreciation through fundamental, in-house research across various asset classes. The firm also acts as a private fund adviser and sponsor, overseeing multiple privately offered investment vehicles with audited financials and a high assets-per-advisor ratio.
Frank S
Series 65
Palm Beach, FL
Dudley & Shanley, Inc.
Frank Shanley is a Series 65-licensed financial advisor at Dudley & Shanley, Inc. with 14 years of industry experience. He has been with Dudley & Shanley, LLC since 1986. Dudley & Shanley provides discretionary portfolio management primarily to high-net-worth individuals, trusts, estates, and charitable institutions, and serves several privately offered pooled investment vehicles. The firm pursues long-term capital appreciation through fundamental, in-house research, managing concentrated portfolios across domestic and international equities, convertibles, options, ETFs, and some debt instruments.
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