A complete list of active advisors currently associated with Duke Financial Services
Warmer can help you find a great advisor at Duke Financial Services or one who fits your needs even better.
Duke Financial Services is a small, independent advisory firm that manages about $13.6 million in client assets for roughly 63 individual clients, offering portfolio management and financial planning services tailored to individuals. The firm's Form ADV Part 2A confirms it provides ongoing account management and periodic reviews, and it lists portfolio management for individuals among its primary services. The brochure details the firm’s methods of analysis, investment strategies and risks, and describes its brokerage, custody and trade review practices, indicating a structured approach to execution and compliance. It also discloses policies on code of ethics and personal trading, which speak to how the firm manages potential conflicts and oversight of investment activities. Compared with many peers, Duke’s modest asset base and client count suggest a smaller operational scale that may lead to more direct advisor involvement in day-to-day account management. The firm’s Part 2A explicitly includes sections on performance‑based fees and side‑by‑side management as well as other industry activities and affiliations, items that smaller independent advisers do not always address in detail.
To learn more about the advisors currently working at Duke Financial Services, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Hamilton, OH
| 22
|
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