A complete list of active advisors currently associated with Dukes Financial Group, LLC

Warmer can help you find a great advisor at Dukes Financial Group, LLC or one who fits your needs even better.

Dukes Financial Group provides investment supervisory services and financial planning to individual and high-net-worth clients, operating as a very small advisory firm with a single advising professional and roughly 20 client relationships. The firm prepares an Investment Policy Statement for each client and offers fixed-fee financial planning in addition to ongoing portfolio management. DFG emphasizes a long-term, asset-class driven approach that selects mutual funds and variable annuities based on manager integrity and expense structures, avoids frequent trading, and documents client risk tolerance in an IPS. The firm operates primarily on a non-discretionary basis — the brochure reports $13,052,941 in non-discretionary assets and no discretionary assets — meaning clients retain final authority over trade implementation. Compared with many peers, DFG is distinctive for managing all assets in-house without delegating to third-party managers and for declining custody and proxy-voting authority; it also requires clients to use a specified custodian (Trade‑PMR) and does not aggregate block trades across accounts. The firm maintains a $100,000 account guideline (waivable) and provides periodic plan reviews for financial planning clients who meet its stated asset threshold.

To learn more about the advisors currently working at Dukes Financial Group, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.