Dumont & Blake Investment Advisors LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$548,706,996
Clients
428
Advisors
4
of 8 employees
About
Dumont & Blake Investment Advisors provides discretionary and non‑discretionary portfolio management for individuals, pension and profit‑sharing plans, trusts, and business entities, primarily managing equity, fixed income, and balanced portfolios. The firm reports approximately $562 million in assets under management and holds client assets at qualified custodians.
Its investment process combines a multi‑discipline equity framework with ETF, dividend/yield, and tactical strategies, using fundamental, valuation and technical analysis to construct diversified, sector‑aware portfolios. The firm also operates through third‑party managers—both engaging sub‑advisors to manage portions of client accounts and serving as a sub‑advisor to other advisers—which affects how it implements and monitors client mandates.
Distinctive operational details in the brochure include sponsorship of a wrap‑fee program and contractual sub‑advisory relationships, a householding option for related accounts, and disclosure of margin use and trustee/co‑trustee arrangements that may trigger independent PCAOB surprise examinations. The firm emphasizes investment management services rather than financial planning and notes recent establishment of dedicated investment office oversight.
Client services
Expertise
Occupation focus
Fee options
$0 - $2,000,000: 1.00% (Equity & Balanced Accounts) $2,000,001 - $5,000,000: 0.75% (Equity & Balanced Accounts) $5,000,001+: 0.50% (Equity & Balanced Accounts) $0 - $500,000: 0.60% (Fixed Income Accounts) $500,001 - $1,000,000: 0.50% (Fixed Income Accounts) $1,000,001 - $3,000,000: 0.45% (Fixed Income Accounts) $3,000,001 - $5,000,000: 0.40% (Fixed Income Accounts) $5,000,001+: 0.30% (Fixed Income Accounts)
Account minimum: $400,000 Fee-only: Fixed fees offered, details negotiable but no specific amounts stated
Main office
731 Alexander Road, Suite 301
Princeton NJ 08540
Advisors at this office
4
Most active in
California · Colorado · Connecticut · Delaware · Florida · Illinois · Louisiana · Massachusetts · New Jersey · New York · North Carolina · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Jason R
Series 63, Series 65
Princeton, NJ
Dumont & Blake Investment Advisors LLC
Jason Rapp is a financial advisor at Byrne Asset Management, LLC with six years of industry experience. He holds Series 63 and Series 65 licenses and has been with Byrne Asset Management since 2019. Prior to that, he worked at Md Sass from 2010 to 2018. Byrne Asset Management provides discretionary investment advisory services and financial planning primarily to high-net-worth individuals and select institutional clients, using a proprietary valuation model combined with fundamental and quantitative research. The firm also offers customized asset allocation strategies and maintains transparency through public performance disclosures for certain model portfolios.
Morley G
Series 63
Princeton, NJ
Dumont & Blake Investment Advisors LLC
Morley Goldberg is a financial advisor at Dumont & Blake Investment Advisors LLC in Princeton, NJ, with 23 years of industry experience. He has been with Dumont & Blake since 2000. Goldberg holds a Series 63 designation. Dumont & Blake Investment Advisors LLC is an independent SEC-registered firm managing approximately $540.8 million for a diverse client base including individuals, high-net-worth clients, pension and profit-sharing plans, trusts, business entities, and several institutional clients. The firm employs a disciplined investment process combining fundamental, valuation, and technical analysis across multiple strategies and operates a sponsor-directed wrap program involving fee sharing with a broker-dealer.
Adam G
Series 63, Series 65
Princeton, NJ
Dumont & Blake Investment Advisors LLC
Adam Goldberg is a financial advisor with Dumont & Blake Investment Advisors LLC, holding Series 63 and Series 65 licenses and bringing 11 years of industry experience. He has been with Dumont & Blake since 2000. Dumont & Blake Investment Advisors LLC is an independent SEC-registered adviser managing approximately $540.8 million for a diverse client base including individuals, high-net-worth clients, pension plans, trusts, business entities, and several institutional clients. The firm employs a disciplined investment process utilizing fundamental, valuation, and technical analysis across multiple strategies, and operates a sponsor-directed wrap program with fee sharing arrangements.
Marc L
Series 66
Princeton, NJ
Dumont & Blake Investment Advisors LLC
Marc Luciani is a financial advisor at Dumont & Blake Investment Advisors LLC with 14 years of industry experience. He holds a Series 66 designation and has previously worked at firms including Covered Bridge Advisors, Hanlon Investment Management, and Cantor Fitzgerald Wealth Partners. Luciani serves as a board member of Potential Inc., a school for children with autism. Dumont & Blake Investment Advisors provides discretionary and non-discretionary portfolio management for individuals, pension and profit-sharing plans, trusts, and business entities. The firm manages equity, fixed income, and balanced portfolios using a multi-discipline equity framework combined with fundamental, valuation, and technical analysis.
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