Duncan Financial Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Duncan Financial Management serves individuals (including high net worth clients), trusts and estates, business entities, and company retirement plans, providing discretionary investment management and comprehensive financial planning services that cover retirement, income, tax, estate, and health care planning. The two-advisor firm manages roughly $25.4 million in discretionary assets and also offers stand‑alone planning and consulting engagements.
The firm develops customized retirement roadmaps and allocates client assets across equities, fixed income, mutual funds and ETFs, providing ongoing supervision and the option for discretionary authority; it generally charges percentage‑of‑AUM fees but can negotiate fixed or alternative fee arrangements. Duncan Financial treats cash as an asset class, may employ inverse/enhanced ETFs and options strategies for hedging or tactical purposes with client consent, and generally recommends Schwab for custody and execution.
Duncan Financial publishes periodic newsletters (provided free to clients and available to non‑clients for a fee) and conducts educational seminars on an impersonal basis, services that are uncommon among similarly sized advisory firms. The firm also operates as a licensed insurance agency and its representatives may sell commissionable insurance and annuity products, with disclosures and client consent processes described in the brochure.
Client services
Expertise
Fee options
Negotiable fixed fees for stand-alone financial planning ranging from $1,000 to $10,000; also possible flat fixed-fee amount billed quarterly for investment advisory services as negotiated.
$0 - $500,000: 2.00% annually $500,001 - $1,000,000: 1.00% annually $1,000,001+: 0.80% annually
Commission on insurance products, e.g., fixed indexed annuities with commissions up to 5% of premium, split between insurance agent and Duncan Financial.
$325 per hour for financial planning and consulting services.
Account minimum: $100,000 Minimum fee: Minimum annual fee of $2,000 per client family, generally includes investment advisory and financial planning services. May be waived or reduced at discretion.
Main office
10820 Sunset Office Drive, Suite 210
Sunset Hills MO 63127
Advisors at this office
2
Most active in
Florida · Illinois · Missouri · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Jeffrey D
Series 63, Series 65
Sunset Hills, MO
Duncan Financial Management, Inc.
Jeffrey Duncan is a financial advisor with Duncan Financial Management, Inc. in West Palm Beach, FL, holding Series 63 and Series 65 licenses and 17 years of industry experience. He has been with Duncan Financial Management since 2009. Outside of his advisory role, he is an independent insurance agent. Duncan Financial Management provides investment advisory and financial planning services to individuals, trusts, estates, business entities, and retirement plans. The firm employs a fiduciary, client-education-focused approach, offering customized retirement roadmaps and diversified portfolio management that includes equities, fixed income, mutual funds, ETFs, and limited options strategies.
Sean D
Series 63, Series 65
Sunset Hills, MO
Duncan Financial Management, Inc.
Sean Duncan is a financial advisor at Duncan Financial Management, Inc. with five years of industry experience. He holds the Series 63 and Series 65 designations. Prior to his current role, he worked at Wells Fargo Clearing and TD Ameritrade. Duncan Financial Management serves individuals, trusts, estates, business entities, and retirement plans, providing discretionary investment management and comprehensive financial planning. The firm manages approximately $25.4 million in discretionary assets and offers customized retirement planning along with ongoing portfolio supervision.
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