Duncan, Matthew William
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides non‑discretionary investment advisory services to individual clients, including high‑net‑worth individuals and individual retirement accounts. Services consist of assessing a client’s financial situation and recommending allocations among mutual funds and exchange‑traded funds, with advice on individual equities only when a client specifically requests it.
The firm’s investment approach is client‑centered and emphasizes long‑term strategic asset allocation implemented primarily through broad‑based total‑market and index funds, with growth‑oriented mutual funds used selectively for clients willing to accept greater volatility. Recommendations are based on fundamental analysis of funds rather than technical market timing, and the firm does not accept discretionary trading authority—clients retain custody and implement recommendations themselves.
Noteworthy aspects include that the firm is newly formed with no clients and is operated by a sole proprietor whose background includes algorithmic trading and development of proprietary trading software used for personal research. The firm does not act as a private fund adviser or manage pooled investment vehicles, does not accept product‑based compensation, and addresses personal‑trading conflicts through a written Code of Ethics and recordkeeping.
Client services
Expertise
Fee options
$0 - $250,000: 1.25% per year $250,001 - $1,000,000: 1.00% per year $1,000,001+: 0.75% per year
Fee-only: Annual advisory fee calculated as a percentage of assets advised according to a graduated schedule.
Main office
Winston Salem NC
Advisors at this office
1
Most active in
North Carolina
Disclosures
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Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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