Dundee Capital Management LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides wealth management and financial planning services to individuals, high-net-worth individuals, charitable organizations, and businesses. It operates as a fee-only adviser and offers ongoing portfolio management alongside one-time, project-based financial planning engagements.
Its investment approach centers on asset allocation implemented through a mix of passive and active strategies across stocks, bonds, mutual funds, and ETFs, and it may manage accounts on either a discretionary or non-discretionary basis with client-imposed restrictions permitted. Financial planning work covers retirement, college, estate, cash flow, business planning, and risk management, with written plans delivered for project engagements and periodic reviews for managed accounts.
Noteworthy features include that the firm was formed and registered in 2026 and, as of the ADV filing, reports no assets under management or clients while operating with a single principal—an atypical regulatory snapshot for independent advisory firms. The principal holds CFP® certification, the firm relies on institutional custodial platforms (Charles Schwab and Altruist, including Altruist’s digital onboarding), and it supplements AUM-based advising with fixed-fee project planning, which are distinguishing operational characteristics for a firm at this stage.
Client services
Expertise
Fee options
Fixed fee for Project-Based Financial Planning ranging from $2,000 to $5,000
$0 - $2,000,000: 1.00% $2,000,001 - $10,000,000: 0.80% $10,000,001+: 0.50%
Account minimum: $1,000,000 Fee-only: Wealth management services charged as a percentage of assets under management on a tiered basis; fixed fees for project-based financial planning ($2,000 to $5,000)
Main office
Redondo Beach CA
Advisors at this office
1
Most active in
California
Also doing business as
Dundee Capital Management · Dundee Capital Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)