Dunnavan & Co.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$317,906,519
Clients
228
Advisors
4
of 6 employees
About
C. C. Dunnavan & Co. manages roughly $392.7 million for about 228 clients through a three‑advisor team, serving individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers ongoing investment supervisory services, creating a signed Portfolio Guidelines Page for each client and, with client authorization, exercising discretionary trading, asset allocation, security selection, and regular portfolio monitoring.
The firm’s investment process combines charting, fundamental and technical analysis and may employ both long‑term and short‑term trading across mutual funds, equities, bonds, REITs and occasional private placements. Accounts are reviewed at least quarterly by an Investment Policy Committee, and all assets are managed internally rather than being delegated to third‑party managers.
Operationally, Dunnavan requires clients to designate their own broker‑dealer and custodian, a practice the brochure highlights as preventing the firm from aggregating trades or negotiating commissions on clients’ behalf and potentially resulting in higher transaction costs or execution delays. The firm also does not take custody of client assets and maintains a $500,000 account minimum (which may be waived), features that distinguish its client servicing and custody model from many similarly sized advisory practices.
Client services
Expertise
Fee options
1.00% annually
Account minimum: $500,000 (may be waived)
Main office
43 Main Street S.E., Suite 506
Minneapolis MN 55414
Advisors at this office
4
Most active in
Florida · Minnesota · New York · Texas · Wisconsin
Also doing business as
C. C. Dunnavan & Co., Inc. · Dunnavan & Co. · Dunnavan C C & Co Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Christopher D
CFA®
Minneapolis, MN
Dunnavan & Co.
Christopher Dougall is a CFA® charterholder with 12 years of industry experience. He has been with C.C. Dunnavan & Co., Inc. since 2001. C.C. Dunnavan & Co. manages approximately $393 million for around 228 clients, including individuals, pension plans, trusts, estates, charitable organizations, and businesses. The firm employs a combination of charting, fundamental and technical analysis, offering both long- and short-term trading strategies across various asset classes, with all portfolios managed internally and reviewed quarterly.
Helena D
Minneapolis, MN
Dunnavan & Co.
Helena Dougall is a financial advisor at C.C. Dunnavan & Co. in Minneapolis, MN, with 12 years of industry experience. She has been with the firm since 2013. C.C. Dunnavan & Co. manages approximately $392.7 million for around 228 clients, including individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm’s investment process incorporates charting, fundamental and technical analysis, and employs both long-term and short-term trading strategies across various asset classes, with all assets managed internally.
Donald J
Series 63
Minneapolis, MN
Dunnavan & Co.
Donald Johnson is a financial advisor at Dunnavan & Co. in Minneapolis, MN, holding a Series 63 designation with 11 years of industry experience. He has worked at Dunnavan & Co. since 2021 and previously spent 35 years at Capital Formation Strategies. Dunnavan & Co. manages approximately $392.7 million for about 228 clients, including individuals, pension plans, trusts, and charitable organizations. The firm employs a combination of charting, fundamental and technical analysis, offering discretionary trading and regular portfolio monitoring through a collaborative three-advisor team.
Thomas L
Series 66
Minneapolis, MN
Dunnavan & Co.
Thomas Larson is a financial advisor at Dunnavan & Co. in Minneapolis, MN, holding a Series 66 designation with 16 years of industry experience. He has worked at Thrivent Financial for Lutherans since 2010, including nine years with Thrivent Investment Management Inc. Outside of advisory work, he co-manages a rental property with his wife. Dunnavan & Co. manages approximately $393 million for about 228 clients, including high-net-worth individuals, pension plans, trusts, and charitable organizations. The firm provides ongoing investment supervisory services with an investment approach combining charting, fundamental and technical analysis, managing assets internally without third-party delegation.
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